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REVIEW 3 major objections 5 minor 87 references

Exhaustive Model Selection in $b \to s \ell \ell$ Decays: Pitting Cross-Validation against AIC$_c$

T0 review · 3 major / 5 minor · reviewed 2026-08-14 · deepseek-v4-flash

Pith's one-line read A model-selection scan over all 511 new-physics operator combinations for b→sℓℓ decays finds that every surviving model contains the left-handed vector-muon operator O9, which is also the only one-operator scenario that survives.

desk verdict A useful exhaustive NP model-selection scan whose O9-central result is solid within the chosen set but is never tested against the Standard Model baseline. read the letter →

arxiv 1908.04835 v3 pith:4XQORX3I submitted 2019-08-13 hep-ph hep-ex

classification hep-phhep-ex
keywords b→sℓ+ℓ−decaysnewphysicsmodelselectionAkaikeinformationcriterioncross-validationeffectiveoperatorsWilsoncoefficientsleptonflavoruniversality
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

This paper asks which combination of new-physics operators best explains the measured $b\to s\ell^+\ell^-$ decay rates, angular distributions, and lepton-universality ratios. Instead of testing one or two Wilson coefficients at a time, the authors fit every non-empty combination of their operator set, 511 candidate models, and rank the survivors with the small-sample-corrected Akaike information criterion (AIC$_c$) and leave-one-out cross-validation. The central claim is that every model passing both filters contains the left-handed vector-muon operator $\mathcal{O}_9$, and that $\mathcal{O}_9$ by itself is the only single-operator scenario that survives; its best-fit coefficient is about $-1.1$ to $-1.4$. The paper also finds that the angular observables drive the selection, and that which multi-operator models survive depends on whether the angular data come from the principal-moment or maximum-likelihood analysis. The payoff is a short, testable shortlist of new-physics scenarios for the current $b\to s\ell\ell$ anomalies.

What carries the argument

The load-bearing object is the complete candidate set: every non-empty combination of the new-physics Wilson coefficients, 511 scenarios, each fitted to the same data with a $\chi^2$ statistic and then ranked by two competing criteria. The first is the corrected Akaike information criterion, $\mathrm{AIC_c} = \chi^2_{\min} + 2K + 2K(K+1)/(n-K-1)$, with $K$ the number of new-physics parameters and $n$ the number of observables, converted to Akaike weights $w_i \propto e^{-\Delta_i/2}$. The second is leave-one-out cross-validation, summarized by its mean-squared prediction error. The selection rule combines them: keep models with $\Delta\mathrm{AIC_c}\le 4$, plot them in the plane of cross-validation error against Akaike weight, and retain the low-error, high-weight cluster. This two-criterion filter is what turns 511 fits into a small surviving list, and it is why the single-operator $\mathcal{O}_9$ outcome is a model-selection result rather than a single best-fit point.

What would settle it

Run the same 511-model exercise with the Standard Model added as a 512th candidate (all Wilson coefficients fixed to zero); if AIC$_c$ or cross-validation selects it, the claim that $\mathcal{O}_9$ is the only surviving one-operator scenario collapses. A second, independent check is to measure $R_{K^*}$ in the low $q^2$ bin $[0.045,1.1]\,\mathrm{GeV}^2$, or the angular observable $S_5$ in $B\to K^*\mu^+\mu^-$, at higher precision and see whether the value returns to the Standard Model prediction, which would remove the tension that $\Delta C_9\approx -1.1$ fits are absorbing.

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Extended reading notes

Core claim

On the paper's own terms, the discovery is that exhaustive model selection over the 511 non-empty subsets of the operator set narrows the new-physics explanations of $b\to s\ell^+\ell^-$ data to a small family with a common member. For the 'New Moments' dataset the survivors are one-, two-, and three-operator models, and the unique one-operator survivor is $\mathcal{O}_9 = (\bar{s}\gamma_\mu P_L b)(\bar{\mu}\gamma^\mu\mu)$, with $\Delta C_9$ between about $-1.1$ and $-1.4$; every multi-operator survivor also contains $\Delta C_9$. With the 'Likelihood' angular dataset the same criteria select two- to five-operator models, again all containing $\Delta C_9$, with a small $C'_7$ component in most. The paper reports that the angular observables play the dominant role in this selection, and that when only $R_{K^{(*)}}$ are considered, the axial-vector operator $\mathcal{O}_{10}$ is the sole one-operator explanation, with a couple of two-operator combinations also capable of explaining the ratios while respecting $\mathrm{Br}(B_s\to\mu^+\mu^-)$.

Load-bearing premise

The load-bearing premise is that new physics must be present: the 511 candidate models are all non-empty new-physics combinations, so the Standard Model (all Wilson coefficients zero) is never entered in the model-selection contest, and the procedure cannot detect that the data might prefer no new physics at all.

Editorial extensions

If this is right

  • Every surviving model in the four data-set variants contains $\Delta C_9$, so a positive experimental confirmation of a universal $\Delta C_9$ shift near $-1.1$ would single out the $\mathcal{O}_9$ operator as the carrier of the $b\to s\ell\ell$ anomaly.
  • The $\Delta C_9\approx -1.1$ to $-1.4$ solution predicts specific distortions of the $B\to K^*\mu^+\mu^-$ angular observables $A_{FB}$ and $S_5$ relative to the Standard Model, which the next round of high-statistics $B$-decay data can test directly.
  • Models containing $C'_7$ alongside $\Delta C_9$ remain consistent with the measured radiative decays $B\to X_s\gamma$, $B\to K^*\gamma$, and $B_s\to\phi\gamma$ within $1\sigma$, so those decays cannot currently separate them, but more precise radiative measurements would.
  • Dropping $R_{K^{(*)}}$ from the fit shrinks the survivor list toward fewer operators, which implies the updated lepton-universality ratios are the input pushing the selection toward multi-operator scenarios.
  • The $\Delta C_9=-\Delta C_{10}$ alignment common in leptoquark scenarios fails the $\Delta\mathrm{AIC_c}\le 4$ filter, so this particular class of new-physics models is not supported by the selection.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • If the Standard Model were admitted as a candidate model alongside the 511 new-physics scenarios, the information-theoretic ranking would test whether the data require new physics at all; the paper does not perform this comparison, so its 'only surviving one-operator scenario' is a claim about the best new-physics explanation, not about the existence of new physics.
  • The strong dataset dependence of the survivor list, single-operator $\mathcal{O}_9$ with Moments data versus three-to-five-operator models with Likelihood data, suggests that the conclusion should be re-checked as the experimental analysis of angular observables evolves; future unbinned likelihood fits with more statistics could resolve which list is physical.
  • The same exhaustive-scan-plus-two-criteria procedure could be applied to the current $b\to s\ell\ell$ data with a different operator basis, including tensor or four-quark operators, and the natural expectation is that the surviving set would remain anchored on $\mathcal{O}_9$ if the data pull is genuine.
  • Because $\Delta C_9\approx -1.1$ is a coherent shift, any ultraviolet completion proposed to explain the anomalies, for instance a leptoquark or a heavy $Z'$, must produce the same left-handed vector coupling to muons to reproduce these model-selection results.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

3 major / 5 minor

Summary. The paper performs an exhaustive frequentist fit of 511 non-empty combinations of nine dimension-six Wilson coefficients to b→sℓℓ data, and ranks the resulting models with AICc and leave-one-out cross-validation for four dataset variants ('Old'/'New' LFUV data × 'Moments'/'Likelihood' angular data). The authors report that a small set of one-, two-, and three-operator scenarios survive, that all surviving scenarios contain the left-handed vector muon coupling O9, and that O9 is the only surviving one-operator scenario, with ΔC9 best-fit values near −1.1 to −1.4. They also study the impact of RK(*) data, check consistency with radiative B→Xsγ, B→K*γ, and Bs→φγ constraints, and provide best-fit Wilson coefficients, correlations, and ancillary model-index files.

Significance. If the central claim were properly benchmarked against the Standard Model, this would be a useful systematic study: the exhaustive coverage of 511 operator combinations, the simultaneous use of AICc and cross-validation, the separate treatment of Moments versus Likelihood angular data, and the radiative-decay consistency checks are genuine strengths. The ancillary 'models.json' file and the explicit AICc formula aid reproducibility. However, the headline conclusion is currently established only within the set of non-empty NP scenarios, not against the zero-parameter Standard Model, and one textual claim about 'all datasets' is contradicted by the paper's own table. The significance of the paper therefore depends on revisions that add the SM null comparison and qualify the dataset-specific claims.

major comments (3)
  1. [Sec. IV A; Eq. (12); Abstract] The candidate set consists of the 511 non-empty combinations of the nine NP Wilson coefficients, explicitly excluding the Standard Model (all Wilson coefficients zero) as a candidate. This omission is load-bearing because AICc is a relative criterion: Eq. (12) with K=0 gives AICc(SM)=χ²_SM, whereas for the New Moments dataset the selected one-operator model 2 has χ²_min=252.44, n=258, K=1, so AICc=252.44+2+4/256≈254.45. If χ²_SM is below 254.45, the SM would be preferred over every NP model by AICc, and the statement that O9 is 'the only surviving one-operator scenario' would not imply that the data prefer new physics over no new physics. The paper never reports χ²_SM for any of the four datasets. I request that the SM be included as a K=0 candidate in both the AICc comparison and leave-one-out cross-validation, and that the abstract and summary be reworded so that 'survives' is understood as 'survives among the 511 NP scenarios' unless the SM is explicitly disfavored.
  2. [Sec. V A; Table III] The text states 'Model 2 is clearly the better option for all the datasets' and that the single-operator scenario with ΔC9 is selected by the New data set. This is contradicted by Table III, where the selected models for the New Likelihood data are 132, 133, 130, 46, 47, 10, 257, 258, 131, and 265, and model 2 (the single-operator ΔC9 model) is absent. For the Likelihood data the selected models contain two or more operators, and the text itself later says that for Likelihood data 'an explanation of the observed data with a single operator is less plausible.' The abstract's unqualified statement that O9 is 'the only surviving one-operator scenario' is therefore valid, at best, for the New Moments dataset. Please qualify the claim by dataset and correct the 'all datasets' sentence.
  3. [Sec. IV A(c)] The post-processing step drops all scenarios that fail the Cramér–von Mises normality check on the pull distribution. The number of models dropped, the threshold used for the normality criterion, and the resulting model set are not reported. Since this filter is applied before the model selection and influences which models enter the AICc/cross-validation comparison, it can affect the central conclusion (e.g., the claim that only O9 survives as a one-operator scenario). Please report the number of dropped models for each dataset, the exact criterion, and, ideally, a robustness check showing that the selected models do not change under reasonable variations of the normality threshold.
minor comments (5)
  1. [Sec. I; Sec. IV B 2] There are two incomplete citations rendered as '[? ]' (one in the Introduction and one in Sec. IV B 2 about the relation between AIC and cross-validation). These need to be completed.
  2. [Fig. 4 caption] The caption of Fig. 4 says 'Same as fig. 4, but for the fit with Old Data' but should refer to Fig. 3. This makes the comparison of the two figures confusing.
  3. [Fig. 5 caption] The caption contains the typo 'avilable' instead of 'available'.
  4. [Sec. IV A, Footnote 4] The description of the Differential Evolution optimizer is placed in a footnote that reads as an unfinished sentence or a fragment left from a footnote marker. Please integrate it into a complete sentence in the text or in the footnote itself.
  5. [Sec. V A] The sentence 'Evidently, AIC accounts for uncertainty in the data (-2Log(L)) and assumes that more parameters lead to a higher risk of overfitting (2k)' is imprecise: the 2K term is a penalty for parametric complexity, not an assumption about overfitting risk. Consider rephrasing to avoid conflating the penalty with a prior over models.

Circularity Check

0 steps flagged · score 2.0 of 10

No significant circularity: AICc and LOOCV are external benchmarks; the O9-only claim is conditional on the 511 NP scenarios, not self-derived.

full rationale

The analysis is an empirical model-selection exercise rather than a derivation. In Sec. IV A the candidate set is fixed as “all possible combinations (511 in total) of the coefficients forming a predefinite global set of different scenarios,” and every candidate is fitted to the same b→sℓℓ data; selection is then made by the externally defined AICc of Eq. (12) and by leave-one-out cross-validation MSE. The surviving models and Wilson-coefficient values in Tables II and III are outputs of these fits and of the selection rules, not inputs that define the rules. The only self-citations, refs. [38,39], report the authors' earlier use of AICc in b→cτν analyses; they do not define the operator basis, the observables, the form factors, or the selection threshold, so they are not load-bearing. The paper explicitly contrasts its hierarchy with the SM-referenced ranking of ref. [27]: “in our case the best model is picked up first and the hierarchy is defined with respect to that.” Thus excluding the SM (all Wilson coefficients zero) from the 511 candidates is a stated scope condition, not a disguised input: the conclusion that O9 is “the only surviving one-operator scenario” means the only one-operator NP scenario surviving within that candidate set, and the paper does not claim to have derived the SM as a candidate. No fitted parameter is renamed as a prediction: LOOCV uses held-out points, and the reported ΔC9 values are best-fit estimates. I therefore find no circular step that can be exhibited as an equation reducing to itself or as a fitted input masquerading as a prediction.

Assumptions & free parameters 7 free parameters · 6 assumptions · 0 invented entities

The analysis rests entirely on the Standard Model effective field theory framework and external hadronic inputs. The only free parameters are the NP Wilson coefficients, which are fitted to data; the model selection is conditional on the chosen operator basis and the assumed real-WC scenario. The most consequential assumption is the exclusion of the SM baseline from the candidate set, which means the ranking cannot conclude that NP is preferred over the SM.

free parameters (7)
  • Delta C9 (Wilson coefficient of O9) = -1.13 +/- 0.13 (New Moments, Model 2); -1.28 +/- 0.13 to -1.43 +/- 0.15 across selected models and data sets
    The central coefficient of the left-handed vector muon coupling; fitted to all b to s l l data and present in every selected scenario.
  • C'9 (Wilson coefficient of O'9) = 0.25 +/- 0.17 (New Moments, Model 18)
    Right-handed vector muon coupling; appears in selected two- and three-operator scenarios.
  • C'7 (Wilson coefficient of O'7) = 0.01 +/- 0.015 (New Moments, Model 10)
    Right-handed electromagnetic dipole coefficient; appears with Delta C9 and is checked against radiative B decays.
  • C'10 (Wilson coefficient of O'10) = -0.1 +/- 0.104 (New Moments, Model 20)
    Right-handed axial-vector muon coupling; appears in two-operator scenarios that can explain R(K(*)).
  • Delta C10 (Wilson coefficient of O10) = -0.041 +/- 0.118 (New Moments, Model 74)
    Left-handed axial-vector muon coupling; appears in some selected NP scenarios.
  • CS (Wilson coefficient of OS) = -0.035 +/- 0.016 (New Moments, Model 76)
    Scalar operator coefficient; appears in selected three-operator scenarios.
  • C'S (Wilson coefficient of O'S) = 0.035 +/- 0.016 (New Moments, Model 77)
    Scalar operator coefficient; appears in selected three-operator scenarios.
assumptions (6)
  • domain assumption The b to s l l effective Hamiltonian and the operator basis (O7, O7', O9, O9', O10, O10', OS, OS', OP, OP') are taken from Refs. [22,23] and no four-quark, chromomagnetic, or tensor operators are included.
    Sec. II B: the operator set defines the hypothesis space; if important operators are missing, the model selection could miss the true NP.
  • domain assumption NP Wilson coefficients are real (no new CP-violating phases); CP asymmetries are not considered.
    Sec. II A footnote 3: the authors exclude CP asymmetries because their Wilson coefficients are real; this restricts the NP parameter space.
  • domain assumption The fit statistic chi-square follows a chi-square distribution with degrees of freedom counted as n minus K, and the 'naive way of parameter counting works fine' for AICc.
    Sec. IV B 2, footnote 7; this underpins the AICc ranking. If the effective number of parameters is larger (e.g., due to theoretical uncertainties), the AICc differences and selected models could change.
  • domain assumption Only low-q2 bins (q2 <= 6 GeV2) are used, avoiding the charmonium resonance region; theoretical predictions in this region are trustworthy.
    Sec. II A: 'we have only taken the low bins (q2 <= 6 GeV2)... since a trustworthy theoretical estimate for this region is challenging.'
  • domain assumption The theoretical uncertainties are propagated through a covariance matrix and any interplay between SM and NP uncertainties at higher order is neglected.
    Sec. IV A: 'The effect of the interplay of the SM uncertainties and the NP parameters come in the fit at a higher order and are neglected.'
  • domain assumption The form factors for B to K* and Bs to phi are taken from Ref. [6], and B to K form factors from Ref. [22]; these hadronic inputs are assumed correct.
    Sec. II B: the helicity amplitudes depend on these form factors; incorrect form factors would shift the fitted Wilson coefficients.

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Cite this review

Pith. "Pith review of Exhaustive Model Selection in $b \to s \ell \ell$ Decays: Pitting Cross-Validation against AIC$_c$." pith.science (2026). https://pith.science/paper/4XQORX3I

@misc{pith2026190804835,
  author       = {Pith},
  title        = {Pith review of: Exhaustive Model Selection in $b \to s \ell \ell$ Decays: Pitting Cross-Validation against AIC$_c$},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/4XQORX3I}},
  note         = {Machine review of arXiv:1908.04835}
}
abstract

In the light of recent data, we study the new physics effects in the exclusive $b \to s \ell^+\ell^-$ decays from a model independent perspective. Different combinations of the dimension six effective operators along with their respective Wilson coefficients are chosen for the analysis. To find out the operator or sets of operators that can best explain the available data in this channel, we simultaneously apply popular model selection tools like cross-validation and the information theoretic approach like Akaike Information Criterion (AIC). There are one, two, and three-operator scenarios which survive the test and a left-handed quark current with vector muon coupling is common among them. This is also the only surviving one-operator scenario. Best-fit values and correlations of the new Wilson coefficients are supplied for all the selected scenarios. We find that the angular observables play the dominant role in the model selection procedure. We also note that while a left-handed quark current with axial-vector muon coupling is the only one-operator scenario able to explain the ratios $R_{K^{(*)}}$ ($R_{K^*}$ for $q^2\in [ 0.045, 1.1] {\rm GeV}^2$ in particular), there are also a couple of two operator scenarios that can simultaneously explain the measured $R_{K^{(*)}}$.

Figures

Figures reproduced from arXiv: 1908.04835 by the authors.

Figure 1
Figure 1. FIG. 1 [PITH_FULL_IMAGE:figures/full_fig_p005_1.png] view at source ↗
Figure 2
Figure 2. FIG. 2: Figure 2a to figure 2j shows the correlations between [PITH_FULL_IMAGE:figures/full_fig_p006_2.png] view at source ↗
Figure 3
Figure 3. FIG. 3 [PITH_FULL_IMAGE:figures/full_fig_p007_3.png] view at source ↗
Figures from the paper (9 more)
Figure 4
Figure 4. Figure 4: FIG. 4 [PITH_FULL_IMAGE:figures/full_fig_p007_4.png]
Figure 5
Figure 5. Figure 5: FIG. 5 [PITH_FULL_IMAGE:figures/full_fig_p011_5.png]
Figure 6
Figure 6. Figure 6: FIG. 6 [PITH_FULL_IMAGE:figures/full_fig_p012_6.png]
Figure 7
Figure 7. Figure 7: FIG. 7 [PITH_FULL_IMAGE:figures/full_fig_p013_7.png]
Figure 8
Figure 8. Figure 8: FIG. 8 [PITH_FULL_IMAGE:figures/full_fig_p014_8.png]
Figure 9
Figure 9. Figure 9: FIG. 9 [PITH_FULL_IMAGE:figures/full_fig_p018_9.png]
Figure 10
Figure 10. Figure 10: FIG. 10 [PITH_FULL_IMAGE:figures/full_fig_p019_10.png]
Figure 11
Figure 11. Figure 11: FIG. 11 [PITH_FULL_IMAGE:figures/full_fig_p020_11.png]
Figure 12
Figure 12. Figure 12: FIG. 12 [PITH_FULL_IMAGE:figures/full_fig_p021_12.png]

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