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Safe LoRA: the Silver Lining of Reducing Safety Risks when Fine-tuning Large Language Models

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arxiv 2405.16833 v2 pith:SRPTMO2C submitted 2024-05-27 cs.LG

classification cs.LG
keywords fine-tuninglorallmsperformancesafedatamalicioussafety
verification ladder T0 review T1 audit T2 compute T3 formal
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While large language models (LLMs) such as Llama-2 or GPT-4 have shown impressive zero-shot performance, fine-tuning is still necessary to enhance their performance for customized datasets, domain-specific tasks, or other private needs. However, fine-tuning all parameters of LLMs requires significant hardware resources, which can be impractical for typical users. Therefore, parameter-efficient fine-tuning such as LoRA have emerged, allowing users to fine-tune LLMs without the need for considerable computing resources, with little performance degradation compared to fine-tuning all parameters. Unfortunately, recent studies indicate that fine-tuning can increase the risk to the safety of LLMs, even when data does not contain malicious content. To address this challenge, we propose Safe LoRA, a simple one-liner patch to the original LoRA implementation by introducing the projection of LoRA weights from selected layers to the safety-aligned subspace, effectively reducing the safety risks in LLM fine-tuning while maintaining utility. It is worth noting that Safe LoRA is a training-free and data-free approach, as it only requires the knowledge of the weights from the base and aligned LLMs. Our extensive experiments demonstrate that when fine-tuning on purely malicious data, Safe LoRA retains similar safety performance as the original aligned model. Moreover, when the fine-tuning dataset contains a mixture of both benign and malicious data, Safe LoRA mitigates the negative effect made by malicious data while preserving performance on downstream tasks. Our codes are available at \url{https://github.com/IBM/SafeLoRA}.

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Forward citations

Cited by 5 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. LLM in the Middle: A Systematic Review of Threats and Mitigations to Real-World LLM-based Systems

    cs.CR 2025-09 conditional novelty 6.0 of 10

    A systematic review that categorizes LLM threats, severity scores, and mitigations across development and operation life cycles and multiple deployment scenarios.

  2. Model Organisms for Emergent Misalignment

    cs.LG 2025-06 conditional novelty 6.0 of 10

    Emergent misalignment can be induced in small models via a single rank-1 LoRA adapter, and its onset coincides with a phase transition in the adapter's weight direction.

  3. MoGU V2: Toward a Higher Pareto Frontier Between Model Usability and Security

    cs.CL 2025-09 conditional novelty 5.0 of 10

    MoGUv2 embeds small routers in the deeper layers of LLMs to dynamically blend a helpful variant and a refusal variant, improving safety against jailbreak and fine-tuning attacks while preserving usability.

  4. Anchoring Refusal Direction: Mitigating Safety Risks in Tuning via Projection Constraint

    cs.CL 2025-09 conditional novelty 5.0 of 10

    ProCon anchors each sample's hidden-state projection onto the LLM's initial refusal direction during instruction fine-tuning, reducing refusal-direction drift and safety risks with limited task-performance loss.

  5. Software Engineering for Large Language Models: Research Status, Challenges and the Road Ahead

    cs.SE 2025-06 conditional novelty 4.0 of 10

    A literature review organizes LLM development into a six-phase software engineering lifecycle and identifies challenges and research directions for each phase.

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