Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) | Paper Citation Record

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This paper cites AI Control: Improving Safety Despite Intentional Subversion.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) AI Control: Improving Safety Despite Intentional Subversion

Reference 1

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) A sketch of an AI control safety case

Reference 2

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Subversion Strategy Eval: Can language models statelessly strategize to subvert control protocols?

Reference 3

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This paper cites Adaptive Deployment of Untrusted LLMs Reduces Distributed Threats.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Adaptive Deployment of Untrusted LLMs Reduces Distributed Threats

Reference 4

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Hidden in plain text: Emergence & mitigation of steganographic collusion in LLMs

Reference 5

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Mechanistic anomaly detection and elk

Reference 6

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This paper cites Representation Engineering: A Top-Down Approach to AI Transparency.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Representation Engineering: A Top-Down Approach to AI Transparency

Reference 7

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Open Problems in Mechanistic Interpretability

Reference 8

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Berkovitz and Negash G

Reference 9

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) A Research Agenda: Dynamic Models to Defend Against Correlated Attacks

Reference 10

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This paper cites Learning to summarize from human feedback.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Learning to summarize from human feedback

Reference 11

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This paper cites Training language models to follow instructions with human feedback.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Training language models to follow instructions with human feedback

Reference 12

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Fine-Tuning Language Models from Human Preferences

Reference 13

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This paper cites A General Language Assistant as a Laboratory for Alignment.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) A General Language Assistant as a Laboratory for Alignment

Reference 14

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This paper cites Constitutional AI: Harmlessness from AI Feedback.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Constitutional AI: Harmlessness from AI Feedback

Reference 15

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This paper cites Cooperative inverse reinforcement learning.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Cooperative inverse reinforcement learning

Reference 16

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Scalable agent alignment via reward modeling: a research direction

Reference 17

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Red Teaming Language Models to Reduce Harms: Methods, Scaling Behaviors, and Lessons Learned

Reference 18

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This paper cites The Pristine survey -- XXII. A serendipitous discovery of an extremely Li-rich very metal-poor giant and a new method of $^6$Li/$^7$Li isotope measurement.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) The Pristine survey -- XXII. A serendipitous discovery of an extremely Li-rich very metal-poor giant and a new method of $^6$Li/$^7$Li isotope measurement

Reference 19

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This paper cites Consequences of misaligned AI.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Consequences of misaligned AI

Reference 20

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This paper cites Risks from Learned Optimization in Advanced Machine Learning Systems.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Risks from Learned Optimization in Advanced Machine Learning Systems

Reference 21

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This paper cites On the relevance of the Godot Engine in the indie game development industry.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) On the relevance of the Godot Engine in the indie game development industry

Reference 22

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Steganography in chain of thought reasoning

Reference 23

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Neural linguistic steganography

Reference 24

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Information hiding-a survey

Reference 25

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) CycleGAN, a Master of Steganography

Reference 26

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) A review on text steganography techniques

Reference 27

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Emergent misalignment: Narrow finetuning can produce broadly misaligned llms

Reference 28

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Discovering latent knowledge in language models without supervision

Reference 29

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Arc’s first technical report: Eliciting latent knowledge

Reference 30

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Is Power-Seeking AI an Existential Risk?

Reference 31

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Optimal policies tend to seek power

Reference 32

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Corrigibility

Reference 33

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) AI safety via debate

Reference 35

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Debate Helps Supervise Unreliable Experts

Reference 36

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Towards Guaranteed Safe AI: A Framework for Ensuring Robust and Reliable AI Systems

Reference 37

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) A new robust approach for the polytomous logistic regression model based on R\'enyi's pseudodistances

Reference 38

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) The Effects of Reward Misspecification: Mapping and Mitigating Misaligned Models

Reference 39

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) The Alignment Problem from a Deep Learning Perspective

Reference 40

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Deep reinforcement learning from human preferences

Reference 41

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) One-Year In: COVID-19 Research at the International Level in CORD-19 Data

Reference 42

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Measuring Progress on Scalable Oversight for Large Language Models

Reference 43

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Discovering Language Model Behaviors with Model-Written Evaluations

Reference 44

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Steering Llama 2 via Contrastive Activation Addition

Reference 45

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Truthful AI: Developing and governing AI that does not lie

Reference 46

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Safe reinforcement learning via shielding

Reference 47

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Robust adversarial reinforcement learning

Reference 48

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Dynamic programming and optimal control, volume 1

Reference 49

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Robust and optimal control

Reference 50

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Optimal control theory: an introduction

Reference 51

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Optimal control

Reference 52

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Adaptive control

Reference 53

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Model predictive control

Reference 54

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This paper cites Stochastic optimal control: the discrete-time case , volume 5.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Stochastic optimal control: the discrete-time case , volume 5

Reference 55

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:59.179346Z

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Nonlinear control systems

Reference 56

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This paper cites Geometric control of mechanical systems: modeling, analysis, and design for simple mechanical control systems.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Geometric control of mechanical systems: modeling, analysis, and design for simple mechanical control systems

Reference 57

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Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Hybrid dynamical systems: modeling, stability, and robustness

Reference 58

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:59.135036Z

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No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 1afd2908-f842-4578-8f7d-eae8cea6b095 · outbound

This paper cites Reinforcement learning: An introduction.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Reinforcement learning: An introduction

Reference 59

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:59.120979Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 85910cfd-120d-43a4-bf1c-259ce9df6602 · outbound

This paper cites ˙x∗(t) = ∂H ∂λ (t, x∗(t), u∗(t), λ(t)) (12) ˙λ(t) = − ∂H ∂x (t, x∗(t), u∗(t), λ(t)) (13) where the Hamiltonian H(t, x, u, λ) = λ0f 0(t, x, u) + Pn i=1 λi(t)f i(t, x, u).

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) ˙x∗(t) = ∂H ∂λ (t, x∗(t), u∗(t), λ(t)) (12) ˙λ(t) = − ∂H ∂x (t, x∗(t), u∗(t), λ(t)) (13) where the Hamiltonian H(t, x, u, λ) = λ0f 0(t, x, u) + Pn i=1 λi(t)f i(t, x, u)

Reference 60

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:59.107291Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 6aec0a9b-d173-4222-8f53-86f322499486 · outbound

This paper cites For almost all t ∈ [t0, t1], H(t, x∗(t), u∗(t), λ(t)) = sup z∈Ω(t,x∗(t)) H(t, x∗(t), z, λ(t)) (14).

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) For almost all t ∈ [t0, t1], H(t, x∗(t), u∗(t), λ(t)) = sup z∈Ω(t,x∗(t)) H(t, x∗(t), z, λ(t)) (14)

Reference 61

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:59.093151Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 21d58aa7-2b20-42cd-9efd-47d8fd24fa3f · outbound

This paper cites At the endpoints (t0, x∗(t0)) and (t1, x∗(t1)), the vector (−H(t0), λ(t0), H(t1), −λ(t1)) (where H(t) is H evaluated along the extremal) is orthog- onal to the end-manifold B.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) At the endpoints (t0, x∗(t0)) and (t1, x∗(t1)), the vector (−H(t0), λ(t0), H(t1), −λ(t1)) (where H(t) is H evaluated along the extremal) is orthog- onal to the end-manifold B

Reference 62

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:59.079099Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 81438081-e24b-4463-9059-09359952aa4f · outbound

This paper cites an unresolved cited work.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Unresolved cited work

Reference 63

Resolution: unresolved; raw_fallback, observed 2026-08-06T23:26:59.064181Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 795b0bda-e112-476c-bc4c-209e73382294 · outbound

This paper cites an unresolved cited work.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Unresolved cited work

Reference 64

Resolution: unresolved; raw_fallback, observed 2026-08-06T23:26:59.049526Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 01562de8-af0b-45bc-82d5-17daae9e2a60 · outbound

This paper cites This involves adjusting operational parameters of physical components.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) This involves adjusting operational parameters of physical components

Reference 65

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:59.034924Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation b39cf135-32c6-441b-ab87-3afd32da7477 · outbound

This paper cites This concerns distributing computational tasks across available processing units (e.g., GPU kernels).

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) This concerns distributing computational tasks across available processing units (e.g., GPU kernels)

Reference 66

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:59.020066Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation b5ca32a1-ea19-4f32-99f2-8ff8c5a68446 · outbound

This paper cites This includes mechanisms like Error Correction Codes (ECC) in memory or redundant array of inexpensive disks (RAID) for storage.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) This includes mechanisms like Error Correction Codes (ECC) in memory or redundant array of inexpensive disks (RAID) for storage

Reference 67

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:59.004976Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 5260a0b9-0003-4c11-8515-beabdeac6f29 · outbound

This paper cites OS and containerization tools allow setting limits on resource consumption per process or container (e.g., Linux cgroups).

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) OS and containerization tools allow setting limits on resource consumption per process or container (e.g., Linux cgroups)

Reference 68

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.988645Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 25bcc983-12b4-44ec-bbe9-e627e225b119 · outbound

This paper cites The OS scheduler manages the execution order of processes and threads.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) The OS scheduler manages the execution order of processes and threads

Reference 69

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.973984Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 568f8085-15ae-4e6b-bd49-e1d2c977be39 · outbound

This paper cites Using containers, virtual machines, or specific OS mechanisms (e.g., seccomp, AppArmor) to restrict the privileges and visibility of AI processes.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Using containers, virtual machines, or specific OS mechanisms (e.g., seccomp, AppArmor) to restrict the privileges and visibility of AI processes

Reference 70

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.959287Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation c41fae4d-9ee8-4b4c-8e89-5958c1c27db3 · outbound

This paper cites Frameworks often perform optimisations like op- erator fusion, constant folding, and memory planning on the AI model’s computational graph.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Frameworks often perform optimisations like op- erator fusion, constant folding, and memory planning on the AI model’s computational graph

Reference 71

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.944616Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 79952eb8-3a97-4d05-8ba2-aed4f906db05 · outbound

This paper cites Techniques applied during computation to maintain numeri- cal precision and prevent issues like vanishing/exploding gradients.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Techniques applied during computation to maintain numeri- cal precision and prevent issues like vanishing/exploding gradients

Reference 72

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.930479Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 03a971ba-78f7-47db-8445-760c7c2d4015 · outbound

This paper cites Mechanisms for managing data and model parallelism, synchronizing gradients, and handling parameter updates across multiple devices or nodes.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Mechanisms for managing data and model parallelism, synchronizing gradients, and handling parameter updates across multiple devices or nodes

Reference 73

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.915881Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 2a14673b-1ee7-446f-87da-5b782d41d6b8 · outbound

This paper cites Its efficiency and correctness are crucial for successful model development.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Its efficiency and correctness are crucial for successful model development

Reference 74

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.901153Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 0207fbd2-b062-4de4-a1d9-ddc2c9a2b47f · outbound

This paper cites The deliberate selection of network structures, layer types, and connectivity.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) The deliberate selection of network structures, layer types, and connectivity

Reference 75

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.886207Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 6f494e16-29ea-4065-a968-b5280365186d · outbound

This paper cites Incorporating architectural elements that intrinsi- cally promote better generalisation or robustness, such as dropout layers or batch normalisa- tion.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Incorporating architectural elements that intrinsi- cally promote better generalisation or robustness, such as dropout layers or batch normalisa- tion

Reference 76

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.871166Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation bd8be8eb-0581-47a3-83f5-d6710a09d4d5 · outbound

This paper cites Methods like pruning (removing less important weights/neurons) and quantization (reducing the precision of weights and activations).

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Methods like pruning (removing less important weights/neurons) and quantization (reducing the precision of weights and activations)

Reference 77

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.855157Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 71f2ee9b-fd11-49bb-a2c3-054be200ae91 · outbound

This paper cites Selecting, cleaning, and transforming the training data.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Selecting, cleaning, and transforming the training data

Reference 78

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.840902Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 24b7d4b6-37a5-481b-822e-533363ff6250 · outbound

This paper cites Defining the loss function Ltask that the model aims to minimise, and potentially adding regularization terms Lregi or constraints.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Defining the loss function Ltask that the model aims to minimise, and potentially adding regularization terms Lregi or constraints

Reference 79

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.826148Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 51470257-ea07-4e3a-9e00-eee556489701 · outbound

This paper cites Choosing the optimizer (e.g., SGD, Adam) and its parameters (e.g., learning rate ηt, batch size Bt, momentum βt).

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Choosing the optimizer (e.g., SGD, Adam) and its parameters (e.g., learning rate ηt, batch size Bt, momentum βt)

Reference 80

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.811945Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 683017bc-a545-444d-9d06-72ce2f30305e · outbound

This paper cites Monitoring performance on a validation set and stop- ping training when performance no longer improves, saving model checkpoints periodically.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Monitoring performance on a validation set and stop- ping training when performance no longer improves, saving model checkpoints periodically

Reference 81

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.797732Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation de7b95c0-a8b2-4dd9-9fe6-a012e10dd32d · outbound

This paper cites Post-processing model outputs to detect and remove or modify undesirable content (e.g., harmful language, private information).

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Post-processing model outputs to detect and remove or modify undesirable content (e.g., harmful language, private information)

Reference 82

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.782975Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 61463965-6dd4-4ebf-a701-7cd32e43c7db · outbound

This paper cites Abstaining from providing an output or escalating to a human supervisor if the model’s confidence in its output is below a certain threshold.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Abstaining from providing an output or escalating to a human supervisor if the model’s confidence in its output is below a certain threshold

Reference 83

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.769030Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation d636dba1-dc82-4894-b1d9-e124cb2b2de6 · outbound

This paper cites an unresolved cited work.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Unresolved cited work

Reference 84

Resolution: unresolved; raw_fallback, observed 2026-08-06T23:26:58.754604Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation e9b295af-af6a-4be9-9f08-84368c33ec4c · outbound

This paper cites Altering or ablating spe- cific internal parts of a model (e.g., neurons, attention heads, identified circuits) that are understood to contribute to certain behaviours.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Altering or ablating spe- cific internal parts of a model (e.g., neurons, attention heads, identified circuits) that are understood to contribute to certain behaviours

Reference 85

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.740118Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 33e4d8b3-b717-4388-a6c0-b7e52fd0e5d1 · outbound

This paper cites Using explanations of model behaviour (e.g., why a particular output was generated) to identify and diagnose issues.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Using explanations of model behaviour (e.g., why a particular output was generated) to identify and diagnose issues

Reference 86

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.725762Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation be31639d-5d89-4ecb-abee-769f7f19d1b0 · outbound

This paper cites Directly modifying model weights or structure based on interpretability insights to correct specific knowledge or behaviours without full retraining.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Directly modifying model weights or structure based on interpretability insights to correct specific knowledge or behaviours without full retraining

Reference 87

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.711078Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 3771ab7b-4652-4736-85e8-0a32f8be8af0 · outbound

This paper cites Techniques for capturing human preferences and values to guide AI behaviour, often by training a reward model RM (y) based on human feedback.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Techniques for capturing human preferences and values to guide AI behaviour, often by training a reward model RM (y) based on human feedback

Reference 88

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.695414Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 5f6db323-c4bd-4170-bb47-0db365045fbd · outbound

This paper cites Using a learned reward model or direct human feedback to fine-tune a base AI model towards desired behaviours.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Using a learned reward model or direct human feedback to fine-tune a base AI model towards desired behaviours

Reference 89

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.681521Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 0528181c-23ff-4844-8914-5c5de2637eb5 · outbound

This paper cites Systematically probing AI systems to discover vulnerabilities, failure modes, and misalignments before deployment.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Systematically probing AI systems to discover vulnerabilities, failure modes, and misalignments before deployment

Reference 90

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.667564Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation be72f600-06fa-4be9-a576-4eee69244c81 · outbound

This paper cites Defining explicit principles, rules, or constitutions that the AI must adhere to, and using AI itself to critique and revise its outputs to comply with these rules.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Defining explicit principles, rules, or constitutions that the AI must adhere to, and using AI itself to critique and revise its outputs to comply with these rules

Reference 91

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.652156Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation f6f45057-65f6-4903-86da-4d7e61b71c53 · outbound

This paper cites Designing the rules of interaction, com- munication protocols, and reward/utility functions for individual agents within a multi-agent system.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Designing the rules of interaction, com- munication protocols, and reward/utility functions for individual agents within a multi-agent system

Reference 92

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.637303Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation a21a1b03-6151-4c23-8997-e89952978811 · outbound

This paper cites Implementing systems for establish- ing, communicating, monitoring, and enforcing social norms or rules within an AI agent population.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Implementing systems for establish- ing, communicating, monitoring, and enforcing social norms or rules within an AI agent population

Reference 93

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.622214Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation c8a6f8aa-4642-4ae1-b1a5-83fbe2dacebf · outbound

This paper cites Establishing standardized ways for agents to exchange information, signal intent, and coordinate actions.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Establishing standardized ways for agents to exchange information, signal intent, and coordinate actions

Reference 94

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.604718Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 0f60556e-98cf-449a-ad22-b3078b03615a · outbound

This paper cites Governments and international bodies establishing laws, standards, and policies governing the development, deployment, and use of AI.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Governments and international bodies establishing laws, standards, and policies governing the development, deployment, and use of AI

Reference 95

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.589930Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation c3ed02ca-6c23-420c-ab9c-fb9993b972d3 · outbound

This paper cites Professional organiza- tions, research institutions, and industry consortia developing and promoting principles for responsible AI.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Professional organiza- tions, research institutions, and industry consortia developing and promoting principles for responsible AI

Reference 96

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.575331Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 1f3a2255-c9e2-4c71-af75-151daf40becd · outbound

This paper cites Efforts to inform the public about AI, foster critical discussion, and involve diverse stakeholders in shaping AI’s future.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Efforts to inform the public about AI, foster critical discussion, and involve diverse stakeholders in shaping AI’s future

Reference 97

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.560878Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Observation 6e1b6198-ad87-4f12-860d-c8be1e6c09ab · outbound

This paper cites Formal processes for evaluating the potential societal impacts of AI systems before and during deployment, and for independently verifying claims about their safety or fairness.

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack) Formal processes for evaluating the potential societal impacts of AI systems before and during deployment, and for independently verifying claims about their safety or fairness

Reference 98

Resolution: verified fuzzy; raw_fallback, observed 2026-08-06T23:26:58.544836Z

Source-reported events for the cited work

No event found in the named queried sources as of 2026-08-13T06:32:02.005865+00:00.

Coverage vector

Reference resolution

Outbound references

Pith citing papers