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Stochastic Control with Signatures

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arxiv 2406.01585 v2 pith:Q4SOAKOJ submitted 2024-06-03 math.OC

classification math.OC
keywords controlscontroloptimalpathstochasticdynamicsfunctionalsmethods
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This paper proposes to parameterize open loop controls in stochastic optimal control problems via suitable classes of functionals depending on the driver's path signature, a concept adopted from rough path integration theory. We rigorously prove that these controls are dense in the class of progressively measurable controls and use rough path methods to establish suitable conditions for stability of the controlled dynamics and target functional. These results pave the way for Monte Carlo methods to stochastic optimal control for generic target functionals and dynamics. We discuss the rather versatile numerical algorithms for computing approximately optimal controls and verify their accurateness in benchmark problems from Mathematical Finance.

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  1. Expected signatures via partial integration, coordinate change and symmetrization

    math.PR 2026-07 conditional novelty 8.0 of 10

    A coordinate transform on the tensor algebra lets expected signatures of augmented rough processes be computed by deterministic integration of Gaussian/polynomial correlators, dramatically reducing numerical cost.

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