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SORRY-Bench: Systematically Evaluating Large Language Model Safety Refusal

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arxiv 2406.14598 v2 pith:6IL5SNEO submitted 2024-06-20 cs.AI

classification cs.AI
keywords llmssorry-benchexistingsafetyunsafeevaluationslargerefusal
verification ladder T0 review T1 audit T2 compute T3 formal
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Evaluating aligned large language models' (LLMs) ability to recognize and reject unsafe user requests is crucial for safe, policy-compliant deployments. Existing evaluation efforts, however, face three limitations that we address with SORRY-Bench, our proposed benchmark. First, existing methods often use coarse-grained taxonomies of unsafe topics, and are over-representing some fine-grained topics. For example, among the ten existing datasets that we evaluated, tests for refusals of self-harm instructions are over 3x less represented than tests for fraudulent activities. SORRY-Bench improves on this by using a fine-grained taxonomy of 44 potentially unsafe topics, and 440 class-balanced unsafe instructions, compiled through human-in-the-loop methods. Second, linguistic characteristics and formatting of prompts are often overlooked, like different languages, dialects, and more -- which are only implicitly considered in many evaluations. We supplement SORRY-Bench with 20 diverse linguistic augmentations to systematically examine these effects. Third, existing evaluations rely on large LLMs (e.g., GPT-4) for evaluation, which can be computationally expensive. We investigate design choices for creating a fast, accurate automated safety evaluator. By collecting 7K+ human annotations and conducting a meta-evaluation of diverse LLM-as-a-judge designs, we show that fine-tuned 7B LLMs can achieve accuracy comparable to GPT-4 scale LLMs, with lower computational cost. Putting these together, we evaluate over 50 proprietary and open-weight LLMs on SORRY-Bench, analyzing their distinctive safety refusal behaviors. We hope our effort provides a building block for systematic evaluations of LLMs' safety refusal capabilities, in a balanced, granular, and efficient manner. Benchmark demo, data, code, and models are available through https://sorry-bench.github.io.

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Cited by 23 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

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    Academic-framing prompts bypass safety filters in most tested LLMs, turning prior self-harm and suicide intent into detailed actionable instructions.

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    Selective refusal can be improved by editing only the small weight circuit found by EAP-IG, yielding offline checkpoints with low over-refusal.

  18. R1-ACT: Efficient Reasoning Model Safety Alignment by Activating Safety Knowledge

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    Adding an explicit 'is this harmful?' step to the reasoning chain, trained on just 1,000 examples, substantially reduces harmful responses from reasoning models while roughly preserving benchmark reasoning performance.

  19. Beyond Jailbreaks: Revealing Stealthier and Broader LLM Security Risks Stemming from Alignment Failures

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  21. Fine-Tuning Lowers Safety and Disrupts Evaluation Consistency

    cs.CL 2025-06 conditional novelty 4.0 of 10

    Fine-tuning small LLMs on benign data raises harmfulness scores, but those scores vary widely across random seeds, temperatures, and repeated runs, making single-run safety comparisons unreliable.

  22. The Scales of Justitia: A Comprehensive Survey on Safety Evaluation of LLMs

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    A broad survey of LLM alignment that catalogs objectives, benchmarks, SFT/RLHF/DPO methods, and safety challenges, without contributing new experimental or theoretical results.

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