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Prompting and Evaluating Large Language Models for Proactive Dialogues: Clarification, Target-guided, and Non-collaboration

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arxiv 2305.13626 v2 pith:53CEWZIE submitted 2023-05-23 cs.CL

classification cs.CL
keywords proactivesystemsconversationaldialoguellm-basedllmsaspectsclarification
verification ladder T0 review T1 audit T2 compute T3 formal
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Conversational systems based on Large Language Models (LLMs), such as ChatGPT, show exceptional proficiency in context understanding and response generation. However, despite their impressive capabilities, they still possess limitations, such as providing randomly-guessed answers to ambiguous queries or failing to refuse users' requests, both of which are considered aspects of a conversational agent's proactivity. This raises the question of whether LLM-based conversational systems are equipped to handle proactive dialogue problems. In this work, we conduct a comprehensive analysis of LLM-based conversational systems, specifically focusing on three aspects of proactive dialogue systems: clarification, target-guided, and non-collaborative dialogues. To trigger the proactivity of LLMs, we propose the Proactive Chain-of-Thought prompting scheme, which augments LLMs with the goal planning capability over descriptive reasoning chains. Empirical findings are discussed to promote future studies on LLM-based proactive dialogue systems.

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Cited by 4 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. OpenAlex reports about 5 citations worldwide. Full citation record

  1. ProEvent: An Event-centric Benchmark for Proactive Agents

    cs.AI 2026-07 conditional novelty 6.0 of 10

    ProEvent is a benchmark showing LLM agents keep a user's event timetable from chats poorly, with the best fully-correct score at 27.2%.

  2. ProactiveEval: A Unified Evaluation Framework for Proactive Dialogue Agents

    cs.CL 2025-08 conditional novelty 6.0 of 10

    A unified evaluation framework for proactive dialogue agents, built with 328 synthetic environments across six domains, shows that thinking modes improve target planning but not dialogue guidance in a 22-model comparison.

  3. Referential ambiguity and clarification requests: comparing human and LLM behaviour

    cs.CL 2025-07 conditional novelty 5.0 of 10

    Humans seldom ask clarification questions for referential ambiguity, while LLMs ask them more often, and reasoning prompts increase LLM question frequency and relevance.

  4. Spiritual-LLM : Gita Inspired Mental Health Therapy In the Era of LLMs

    cs.AI 2025-06 conditional novelty 5.0 of 10

    A Gita-based mental-health dialogue dataset helps small LLMs score higher on spirituality-oriented metrics, but the evaluation loop is largely self-referential.

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