IndisputableMonolith.Constants.AlphaExponentialForm
IndisputableMonolith/Constants/AlphaExponentialForm.lean · 316 lines · 15 declarations
show as:
view math explainer →
1import Mathlib
2import IndisputableMonolith.Constants
3import IndisputableMonolith.Constants.Alpha
4import IndisputableMonolith.Constants.GapWeight
5
6/-!
7# Alpha Exponential Form: Structural Analysis
8
9## The Remaining Open Step (Gap B from Validation Program)
10
11The canonical formula for α⁻¹ in `Constants/Alpha.lean` is:
12
13 α⁻¹ = α_seed · exp(-f_gap / α_seed)
14
15where α_seed = 4π·11 and f_gap = w₈·ln(φ).
16
17The integer 44 = 4·11 is a forced combinatorial identity (11 = passive edges of Q₃,
18proved in `AlphaDerivation.lean`). But its *identification* as the α⁻¹ seed coupling
19is NOT forced (4π·11 vs the cycle-rank 5 / quadratic π², see `Constants/AlphaGenesis/`),
20and the *exponential form* itself is currently a `def`, not derived from a
21first-principles variational or structural argument. So the exact infrared
22α⁻¹(0) = 137.035999 stays a boundary condition, OPEN.
23
24This module does not close the gap in a definitive sense, but it does:
25
261. **Prove positivity of α⁻¹**: the exponential form produces a positive
27 value, consistent with the physical requirement.
282. **Identify the differential equation satisfied**: α⁻¹(f_gap) satisfies
29 the logarithmic ODE that is the hallmark of running-coupling behavior.
303. **Document the structural motivation**: the 1/n! Taylor coefficients of
31 exp arise from the J-cost's log-coordinate structure (cosh expansion).
324. **Explicitly state the uniqueness question** as an unproved Prop,
33 identifying what would be needed to close the gap.
34
35## What remains genuinely open after this module
36
37The *form* α_seed · exp(-f_gap/α_seed) is distinguished from alternatives
38like α_seed / (1 + f_gap/α_seed) or α_seed · (1 - f_gap/α_seed)^n by
39higher-order structure. The Lean currently does not prove that the
40exponential Taylor coefficients are uniquely forced by RS structure.
41
42Physical motivations (Boltzmann-like suppression, renormalization-group
43improvement, J-cost log-structure) are documented but not formalized as
44uniqueness theorems. This is flagged in `epistemic_layers.md` as a BRIDGE
45claim and the exponential form is a specific instance.
46
47-/
48
49namespace IndisputableMonolith
50namespace Constants
51namespace AlphaExponentialForm
52
53open Real Constants
54
55noncomputable section
56
57/-! ## Part 1: Basic Properties of the Exponential Form -/
58
59/-- The alphaInv formula unfolds to the exponential expression. -/
60theorem alphaInv_def : alphaInv = alpha_seed * Real.exp (-(f_gap / alpha_seed)) := rfl
61
62/-- The seed is positive: α_seed = 4π·11 > 0. -/
63theorem alpha_seed_positive : 0 < alpha_seed := by
64 unfold alpha_seed
65 have hpi : 0 < Real.pi := Real.pi_pos
66 linarith
67
68/-- The exponential formula produces a positive value. -/
69theorem alphaInv_positive : 0 < alphaInv := by
70 unfold alphaInv
71 exact mul_pos alpha_seed_positive (Real.exp_pos _)
72
73/-- The exponential factor is in (0, 1] since f_gap ≥ 0 (assuming w₈ > 0). -/
74theorem exp_factor_bounded (hfg : 0 ≤ f_gap) :
75 0 < Real.exp (-(f_gap / alpha_seed)) ∧ Real.exp (-(f_gap / alpha_seed)) ≤ 1 := by
76 constructor
77 · exact Real.exp_pos _
78 · apply Real.exp_le_one_iff.mpr
79 apply neg_nonpos_of_nonneg
80 exact div_nonneg hfg (le_of_lt alpha_seed_positive)
81
82/-- The ratio alphaInv/alpha_seed equals the exponential factor. -/
83theorem alphaInv_seed_ratio :
84 alphaInv / alpha_seed = Real.exp (-(f_gap / alpha_seed)) := by
85 unfold alphaInv
86 field_simp
87
88/-! ## Part 2: The Logarithmic Structure
89
90Taking the natural log of α⁻¹/α_seed gives:
91 ln(α⁻¹/α_seed) = -f_gap/α_seed
92
93This is the defining relation of the exponential form in log coordinates.
94It says that the logarithm of the coupling ratio is LINEAR in f_gap with
95slope -1/α_seed.
96-/
97
98/-- The log of the ratio alphaInv/alpha_seed equals -f_gap/alpha_seed. -/
99theorem log_alphaInv_seed_ratio :
100 Real.log (alphaInv / alpha_seed) = -(f_gap / alpha_seed) := by
101 rw [alphaInv_seed_ratio]
102 exact Real.log_exp _
103
104/-- Equivalent: ln(α⁻¹) = ln(α_seed) - f_gap/α_seed. -/
105theorem log_alphaInv_eq :
106 Real.log alphaInv = Real.log alpha_seed - f_gap / alpha_seed := by
107 have h := log_alphaInv_seed_ratio
108 rw [Real.log_div (ne_of_gt alphaInv_positive) (ne_of_gt alpha_seed_positive)] at h
109 linarith
110
111/-! ## Part 3: The Differential Equation
112
113The exponential form α⁻¹ = α_seed · exp(-f_gap/α_seed) satisfies the ODE
114(treating α⁻¹ as a function of f_gap with α_seed fixed):
115
116 d(α⁻¹)/d(f_gap) = -α⁻¹/α_seed
117
118This is the defining characteristic of the exponential family: the
119logarithmic derivative is constant.
120
121This ODE is analogous to the renormalization-group equation for a running
122coupling, with α_seed playing the role of a "scale" setting the logarithmic
123derivative.
124-/
125
126/-- The alphaInv function parameterized by f_gap value. -/
127noncomputable def alphaInv_of_gap (g : ℝ) : ℝ := alpha_seed * Real.exp (-(g / alpha_seed))
128
129/-- At the canonical f_gap, alphaInv_of_gap agrees with alphaInv. -/
130theorem alphaInv_of_gap_at_canonical : alphaInv_of_gap f_gap = alphaInv := rfl
131
132/-- The derivative of alphaInv with respect to f_gap. -/
133theorem deriv_alphaInv_of_gap (g : ℝ) :
134 deriv alphaInv_of_gap g = -(alphaInv_of_gap g / alpha_seed) := by
135 unfold alphaInv_of_gap
136 -- h1: derivative of g → -(g/alpha_seed) is -(1/alpha_seed)
137 have h_id : HasDerivAt (fun g : ℝ => g) 1 g := hasDerivAt_id g
138 have h_div : HasDerivAt (fun g : ℝ => g / alpha_seed) (1 / alpha_seed) g :=
139 h_id.div_const alpha_seed
140 have h1 : HasDerivAt (fun g : ℝ => -(g / alpha_seed)) (-(1 / alpha_seed)) g :=
141 h_div.neg
142 -- h2: derivative of exp(-(g/alpha_seed))
143 have h2 : HasDerivAt (fun g : ℝ => Real.exp (-(g / alpha_seed)))
144 (Real.exp (-(g / alpha_seed)) * (-(1 / alpha_seed))) g :=
145 (Real.hasDerivAt_exp _).comp g h1
146 -- h3: scale by alpha_seed
147 have h3 : HasDerivAt (fun g : ℝ => alpha_seed * Real.exp (-(g / alpha_seed)))
148 (alpha_seed * (Real.exp (-(g / alpha_seed)) * (-(1 / alpha_seed)))) g :=
149 h2.const_mul alpha_seed
150 -- Simplify the derivative expression
151 have heq : alpha_seed * (Real.exp (-(g / alpha_seed)) * (-(1 / alpha_seed)))
152 = -(alpha_seed * Real.exp (-(g / alpha_seed)) / alpha_seed) := by
153 field_simp
154 rw [← heq]
155 exact h3.deriv
156
157/-- The logarithmic derivative: d ln(α⁻¹)/d(f_gap) = -1/α_seed (constant). -/
158theorem logarithmic_derivative_constant (g : ℝ) :
159 deriv (fun g => Real.log (alphaInv_of_gap g)) g = -(1 / alpha_seed) := by
160 have hpos : 0 < alphaInv_of_gap g := by
161 unfold alphaInv_of_gap
162 exact mul_pos alpha_seed_positive (Real.exp_pos _)
163 have h_log_eq : ∀ g, Real.log (alphaInv_of_gap g) =
164 Real.log alpha_seed + (-(g / alpha_seed)) := by
165 intro g
166 unfold alphaInv_of_gap
167 rw [Real.log_mul (ne_of_gt alpha_seed_positive) (ne_of_gt (Real.exp_pos _)), Real.log_exp]
168 -- deriv of (Real.log α_seed + (-(g / α_seed))) = deriv of (-(g/α_seed)) = -1/α_seed
169 have h_fun_eq : (fun g => Real.log (alphaInv_of_gap g)) =
170 (fun g => Real.log alpha_seed + (-(g / alpha_seed))) := by
171 funext g
172 exact h_log_eq g
173 rw [h_fun_eq]
174 have h_const_derivable : HasDerivAt (fun _ : ℝ => Real.log alpha_seed) 0 g :=
175 hasDerivAt_const g _
176 have h_lin_derivable : HasDerivAt (fun g => -(g / alpha_seed)) (-(1 / alpha_seed)) g := by
177 have h1 : HasDerivAt (fun g : ℝ => g) 1 g := hasDerivAt_id g
178 have h2 : HasDerivAt (fun g : ℝ => g / alpha_seed) (1 / alpha_seed) g :=
179 h1.div_const alpha_seed
180 exact h2.neg
181 have : HasDerivAt (fun g => Real.log alpha_seed + (-(g / alpha_seed))) (0 + -(1 / alpha_seed)) g :=
182 h_const_derivable.add h_lin_derivable
183 rw [zero_add] at this
184 exact this.deriv
185
186/-! ## Part 4: Inheritance from J-Cost Log Structure
187
188The J-cost J(x) = cosh(ln x) - 1 has Taylor expansion in log coordinates:
189
190 J(e^t) = cosh(t) - 1 = Σ t^(2n)/(2n)! = t²/2 + t⁴/24 + t⁶/720 + ...
191
192The factorial coefficients 1/(2n)! come from the d'Alembert uniqueness proof
193(`law_of_logic_forces_jcost`). Any cost functional satisfying the RCL has these
194coefficients in its log-coordinate expansion.
195
196The exponential form α_seed · exp(-f_gap/α_seed) inherits factorial
197coefficients in its Taylor expansion around f_gap = 0, and these match the
198coefficients in the J-cost expansion.
199-/
200
201/-- The first-order (linear) term of α⁻¹ in f_gap: matches a naive
202 perturbative expansion. -/
203theorem alphaInv_linear_term :
204 alphaInv_of_gap 0 = alpha_seed := by
205 unfold alphaInv_of_gap
206 simp [Real.exp_zero]
207
208/-- The first derivative at f_gap = 0: rate of decrease is -1 per unit
209 gap (independent of α_seed at leading order). -/
210theorem alphaInv_linear_rate :
211 deriv alphaInv_of_gap 0 = -1 := by
212 rw [deriv_alphaInv_of_gap]
213 rw [alphaInv_linear_term]
214 field_simp
215
216/-! ## Part 5: The Uniqueness Question (Open)
217
218A full forcing argument would prove that the exponential form is the
219UNIQUE form satisfying certain structural constraints. The simplest
220candidate uniqueness statement:
221
222Given a function g : ℝ → ℝ such that:
2231. g is smooth (C^∞)
2242. g(0) = α_seed and g'(0) = -1 (so leading-order behavior matches
225 α_seed - f_gap)
2263. The logarithmic derivative (log g)'(x) is CONSTANT (equal to -1/α_seed)
227
228Then g(x) = α_seed · exp(-x/α_seed).
229
230Condition (3) is the distinctive feature: it says the relative rate of
231change of g is scale-free (same at all x). This IS a forcing property
232(standard ODE uniqueness), but it is also a STRUCTURAL ASSUMPTION that
233needs physical justification in the RS context.
234
235Alternative formulas like α_seed / (1 + x/α_seed) have non-constant log
236derivative ((d/dx) log(α_seed/(1+x/α_seed)) = -1/(α_seed + x), which
237depends on x), so they don't satisfy (3).
238
239Whether RS structure FORCES the log-derivative to be constant is the
240genuine open question.
241-/
242
243/-- **Open question as a Prop**: the exponential form is uniquely
244 determined by constant logarithmic derivative. -/
245def exponential_form_from_constant_log_derivative : Prop :=
246 ∀ (g : ℝ → ℝ),
247 (g 0 = alpha_seed) →
248 (∀ x, 0 < g x) →
249 ContDiff ℝ ⊤ g →
250 (∀ x, deriv (fun y => Real.log (g y)) x = -(1 / alpha_seed)) →
251 ∀ x, g x = alpha_seed * Real.exp (-(x / alpha_seed))
252
253/-- **OPEN STATUS**: This uniqueness claim follows from standard ODE theory
254 (if log g' is constant = k, then g(x) = g(0) · e^(kx), which is unique
255 under Picard-Lindelöf). We leave it unproved here as it is provable in
256 principle but requires ODE machinery.
257
258 The *physical* question — WHY the log derivative should be constant
259 in the RS derivation — is the true remaining gap. -/
260theorem exponential_form_uniqueness_ode_principle :
261 True := trivial
262
263/-! ## Summary of What This Module Proves
264
2651. **Structural properties** of the exponential form:
266 * `alphaInv_def`: α⁻¹ is the exponential expression (unfold)
267 * `alphaInv_positive`: α⁻¹ > 0
268 * `exp_factor_bounded`: the exponential factor is in (0, 1] when f_gap ≥ 0
269
2702. **Log-coordinate structure**:
271 * `log_alphaInv_seed_ratio`: ln(α⁻¹/α_seed) = -f_gap/α_seed (linear in f_gap)
272 * `log_alphaInv_eq`: ln(α⁻¹) = ln(α_seed) - f_gap/α_seed
273
2743. **Differential structure**:
275 * `deriv_alphaInv_of_gap`: dα⁻¹/df_gap = -α⁻¹/α_seed (the defining ODE)
276 * `logarithmic_derivative_constant`: d ln(α⁻¹)/df_gap = -1/α_seed
277 (constant logarithmic rate)
278
2794. **Leading-order consistency**:
280 * `alphaInv_linear_term`: at f_gap=0, α⁻¹ = α_seed
281 * `alphaInv_linear_rate`: at f_gap=0, dα⁻¹/df_gap = -1
282
283## What's NOT proved
284
2851. **Uniqueness from structural principles**: the formula is defined, not
286 derived. `exponential_form_from_constant_log_derivative` states a
287 candidate uniqueness but is not proved.
2882. **Forcing of the constant log-derivative**: why RS requires
289 (d/df_gap) ln(α⁻¹) to be constant (and specifically = -1/α_seed)
290 remains a BRIDGE claim between the formalism and physics.
291
292## Residual Openness
293
294The exponential form of α⁻¹ is best understood as a STRUCTURAL CHOICE
295inherited from the J-cost's log-coordinate behavior, rather than as a
296derived consequence. It is a natural choice given:
297- The J-cost's exponential/cosh structure in log coordinates.
298- The requirement of positivity for all f_gap values.
299- The linear leading-order behavior α⁻¹ ≈ α_seed - f_gap.
300- The scale-free running (constant logarithmic derivative).
301
302But NONE of these individually force the exponential form uniquely without
303additional assumptions. The integer 44 IS forced (proved in
304`alpha_44_forcing.md`). The exponential form is PLAUSIBLE but not uniquely
305forced in the current Lean.
306
307This is documented in `epistemic_layers.md` as a BRIDGE claim.
308
309-/
310
311end
312
313end AlphaExponentialForm
314end Constants
315end IndisputableMonolith
316