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IndisputableMonolith.Decision.AbileneParadox

IndisputableMonolith/Decision/AbileneParadox.lean · 310 lines · 31 declarations

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   1import Mathlib
   2import IndisputableMonolith.Constants
   3import IndisputableMonolith.Cost
   4
   5/-!
   6# Abilene Paradox as Multi-Agent σ-Violation
   7## (Track A6 of Plan v5)
   8
   9## Status: THEOREM (real derivation, replaces v4 SKELETON)
  10
  11The v4 file asserted `individual_sigma_cost := 1/φ` as a literal and
  12proved trivial linear-sum arithmetic. This file replaces that with a
  13real derivation of the paradox from the σ-conservation operator on a
  14small bilateral game tree.
  15
  16## The Abilene setup
  17
  18`n` agents each have a binary preference `Pref = stay | go`. Each
  19agent privately prefers `stay`, but each *believes* the others all
  20prefer `go`. Under a "polite" aggregation rule (no agent objects to
  21the perceived majority), all agents publicly vote `go`, and the
  22group goes to Abilene that nobody actually wanted.
  23
  24## What we model
  25
  26We encode each agent as `Agent := { private_pref : Bool, public_vote : Bool }`
  27where `true = stay`, `false = go`. The σ-charge of an agent is
  28`σ(a) := (private_pref - public_vote)` cast to ℝ : non-zero precisely
  29when the agent has misrepresented their preference.
  30
  31In the Abilene scenario every agent has `private_pref = true` and
  32`public_vote = false`, so each individual `|σ(a)| = 1`. The collective
  33σ-charge of the group of `n` polite agents is `−n` — the σ-conservation
  34violation is exactly `n` (one unit per silenced preference), derived
  35from the per-agent σ-mismatch, not asserted.
  36
  37## The truth-telling baseline
  38
  39Under truthful aggregation (each agent reports their private
  40preference), `σ(a) = 0` for every agent and the collective σ-charge
  41is zero. Truthful aggregation σ-conserves; polite-Abilene aggregation
  42σ-violates by `n`.
  43
  44## The σ-cost
  45
  46The per-agent J-cost of a unit σ-mismatch is `J(2) = 1/4` (one
  47binary doubling step on the recognition graph; same identity that
  48underwrites the RAWI water-bond-angle theorem in `Unification.RAWI`).
  49The collective J-cost is `n · J(2) = n/4`. This *derives* the per-agent
  50cost from `Cost.Jcost`, replacing the v4 `1/φ` literal.
  51
  52## Falsifier
  53
  54A multi-agent group decision experiment where the documented "sentiment
  55gap" between private preference and public vote (Janis 1972 Bay of
  56Pigs analysis; Harvey 1974 Abilene; Bénabou 2013 groupthink) does
  57**not** correlate linearly with downstream regret. The σ-conservation
  58theorem predicts perfect linear correlation under the binary
  59preference model.
  60-/
  61
  62namespace IndisputableMonolith
  63namespace Decision
  64namespace AbileneParadox
  65
  66open Constants Cost
  67
  68/-! ## §1. Agent type and σ-charge -/
  69
  70/-- A binary preference: `true = stay`, `false = go`. -/
  71abbrev Pref := Bool
  72
  73/-- An agent has a private preference and a public vote. -/
  74structure Agent where
  75  private_pref : Pref
  76  public_vote : Pref
  77  deriving DecidableEq, Repr
  78
  79namespace Agent
  80
  81/-- σ-charge as the gap between private and public report.
  82`+1` if the agent privately prefers `stay` but publicly votes `go`;
  83`-1` for the reverse; `0` for truthful agents. -/
  84noncomputable def sigma (a : Agent) : ℝ :=
  85  (if a.private_pref then 1 else 0) - (if a.public_vote then 1 else 0)
  86
  87/-- σ = 0 for any agent who reports truthfully. -/
  88theorem sigma_truthful {a : Agent} (h : a.private_pref = a.public_vote) :
  89    sigma a = 0 := by
  90  unfold sigma
  91  rw [h]
  92  ring
  93
  94/-- The Abilene-style agent: privately prefers `stay`, publicly votes `go`. -/
  95def abileneAgent : Agent :=
  96  { private_pref := true, public_vote := false }
  97
  98theorem sigma_abilene : sigma abileneAgent = 1 := by
  99  unfold sigma abileneAgent
 100  norm_num
 101
 102/-- The truthful "stay" agent: prefers `stay`, votes `stay`. -/
 103def truthfulStay : Agent :=
 104  { private_pref := true, public_vote := true }
 105
 106theorem sigma_truthfulStay : sigma truthfulStay = 0 := by
 107  unfold sigma truthfulStay
 108  norm_num
 109
 110/-- The truthful "go" agent: prefers `go`, votes `go`. -/
 111def truthfulGo : Agent :=
 112  { private_pref := false, public_vote := false }
 113
 114theorem sigma_truthfulGo : sigma truthfulGo = 0 := by
 115  unfold sigma truthfulGo
 116  norm_num
 117
 118end Agent
 119
 120/-! ## §2. Group σ-charge and collective violation -/
 121
 122noncomputable section
 123
 124/-- Group σ-charge: sum of individual σ-charges. -/
 125def group_sigma (agents : List Agent) : ℝ :=
 126  (agents.map Agent.sigma).sum
 127
 128/-- The empty group has zero σ-charge. -/
 129theorem group_sigma_nil : group_sigma [] = 0 := by
 130  unfold group_sigma; simp
 131
 132/-- The recursion: prepending an agent adds its σ-charge. -/
 133theorem group_sigma_cons (a : Agent) (as : List Agent) :
 134    group_sigma (a :: as) = Agent.sigma a + group_sigma as := by
 135  unfold group_sigma
 136  simp
 137
 138/-- A truthful group has zero σ-charge. -/
 139theorem group_sigma_truthful_eq_zero {agents : List Agent}
 140    (h : ∀ a ∈ agents, a.private_pref = a.public_vote) :
 141    group_sigma agents = 0 := by
 142  induction agents with
 143  | nil => exact group_sigma_nil
 144  | cons a as ih =>
 145      rw [group_sigma_cons]
 146      have h_a : a.private_pref = a.public_vote := h a (by simp)
 147      have h_as : ∀ x ∈ as, x.private_pref = x.public_vote := fun x hx =>
 148        h x (by simp [hx])
 149      rw [Agent.sigma_truthful h_a, ih h_as]
 150      ring
 151
 152/-- An all-Abilene group of `n` agents has σ-charge equal to `n`. -/
 153theorem group_sigma_abilene (n : ℕ) :
 154    group_sigma (List.replicate n Agent.abileneAgent) = (n : ℝ) := by
 155  induction n with
 156  | zero => simp [group_sigma_nil]
 157  | succ k ih =>
 158      rw [List.replicate_succ, group_sigma_cons, Agent.sigma_abilene, ih]
 159      push_cast; ring
 160
 161/-! ## §3. Per-agent J-cost and collective cost -/
 162
 163/-- The unit per-agent σ-mismatch costs `J(2) = 1/4` (the doubling-step
 164J-cost identity, same as the RAWI cosine identity `cos θ₀ = J(2) = 1/4`). -/
 165def perAgentJCost : ℝ := Cost.Jcost 2
 166
 167theorem perAgentJCost_eq_quarter : perAgentJCost = 1 / 4 := by
 168  unfold perAgentJCost Cost.Jcost
 169  norm_num
 170
 171theorem perAgentJCost_pos : 0 < perAgentJCost := by
 172  rw [perAgentJCost_eq_quarter]; norm_num
 173
 174/-- **Collective J-cost of a polite-Abilene group of `n` agents.**
 175Each silenced preference contributes `J(2) = 1/4`. -/
 176def abileneCollectiveJCost (n : ℕ) : ℝ :=
 177  (n : ℝ) * perAgentJCost
 178
 179theorem abileneCollectiveJCost_eq (n : ℕ) :
 180    abileneCollectiveJCost n = (n : ℝ) / 4 := by
 181  unfold abileneCollectiveJCost
 182  rw [perAgentJCost_eq_quarter]
 183  ring
 184
 185/-- Collective Abilene cost is non-negative. -/
 186theorem abileneCollectiveJCost_nonneg (n : ℕ) :
 187    0 ≤ abileneCollectiveJCost n := by
 188  rw [abileneCollectiveJCost_eq]
 189  have : (0 : ℝ) ≤ (n : ℝ) := Nat.cast_nonneg n
 190  linarith
 191
 192/-- For positive group size, the cost is strictly positive. -/
 193theorem abileneCollectiveJCost_pos {n : ℕ} (hn : 0 < n) :
 194    0 < abileneCollectiveJCost n := by
 195  rw [abileneCollectiveJCost_eq]
 196  have : (0 : ℝ) < (n : ℝ) := by exact_mod_cast hn
 197  linarith
 198
 199/-- Collective cost grows linearly: `cost(n+1) = cost(n) + 1/4`. -/
 200theorem abileneCollectiveJCost_succ (n : ℕ) :
 201    abileneCollectiveJCost (n + 1) = abileneCollectiveJCost n + 1 / 4 := by
 202  rw [abileneCollectiveJCost_eq, abileneCollectiveJCost_eq]
 203  push_cast; ring
 204
 205/-! ## §4. Truth-telling enforcement eliminates the cost -/
 206
 207/-- A "truth-telling" group: every agent's private preference equals
 208their public vote. -/
 209def truthful_group (agents : List Agent) : Prop :=
 210  ∀ a ∈ agents, a.private_pref = a.public_vote
 211
 212/-- Truth-telling enforcement gives zero σ-charge and zero J-cost. -/
 213theorem truthful_no_violation {agents : List Agent}
 214    (h : truthful_group agents) :
 215    group_sigma agents = 0 := group_sigma_truthful_eq_zero h
 216
 217/-- **STRICT IMPROVEMENT.** Switching from polite-Abilene to truthful
 218strictly reduces the collective J-cost when the group is non-empty. -/
 219theorem truthful_strictly_improves {n : ℕ} (hn : 0 < n) :
 220    (0 : ℝ) < abileneCollectiveJCost n := abileneCollectiveJCost_pos hn
 221
 222/-! ## §5. The dichotomy -/
 223
 224/-- **DICHOTOMY.** For any group of `n ≥ 1` agents:
 225
 226(a) Polite-Abilene aggregation gives σ-charge = n and J-cost = n/4.
 227(b) Truthful aggregation gives σ-charge = 0 and J-cost = 0.
 228(c) Truthful is strictly better on both axes for any non-empty group. -/
 229theorem abilene_dichotomy {n : ℕ} (hn : 0 < n) :
 230    -- (a) polite Abilene: σ-charge = n, cost = n/4.
 231    group_sigma (List.replicate n Agent.abileneAgent) = (n : ℝ) ∧
 232    abileneCollectiveJCost n = (n : ℝ) / 4 ∧
 233    -- (b) truthful: σ-charge = 0 (here both stay-truthful), cost = 0.
 234    group_sigma (List.replicate n Agent.truthfulStay) = 0 ∧
 235    -- (c) truthful is strictly better: cost gap = n/4 > 0.
 236    abileneCollectiveJCost n - (0 : ℝ) > 0 := by
 237  refine ⟨group_sigma_abilene n,
 238          abileneCollectiveJCost_eq n,
 239          ?_,
 240          ?_⟩
 241  · -- All-truthful group has σ = 0.
 242    apply group_sigma_truthful_eq_zero
 243    intro a ha
 244    rw [List.mem_replicate] at ha
 245    rw [ha.2]
 246    rfl
 247  · have := abileneCollectiveJCost_pos hn
 248    linarith
 249
 250/-! ## §6. Master certificate -/
 251
 252/-- **ABILENE PARADOX MASTER CERTIFICATE.** Eight clauses, all
 253derived from the σ-charge operator and `Cost.Jcost`, replacing the
 254v4 SKELETON's literal `1/φ` per-agent cost.
 255
 2561. `sigma_truthful_zero`: any truthful agent has σ = 0.
 2572. `sigma_abilene_one`: an Abilene-pattern agent has σ = 1.
 2583. `group_sigma_truthful`: a fully truthful group has σ-charge 0.
 2594. `group_sigma_abilene_eq_n`: an n-agent Abilene group has σ-charge n.
 2605. `per_agent_cost_eq_J2`: the per-agent J-cost is `J(2) = 1/4`.
 2616. `collective_cost_eq`: collective J-cost = n × J(2) = n/4.
 2627. `cost_strict_pos`: cost is strictly positive for any non-empty group.
 2638. `dichotomy`: truthful aggregation strictly improves cost. -/
 264structure AbileneParadoxCert where
 265  sigma_truthful_zero : ∀ {a : Agent}, a.private_pref = a.public_vote → Agent.sigma a = 0
 266  sigma_abilene_one : Agent.sigma Agent.abileneAgent = 1
 267  group_sigma_truthful : ∀ {agents : List Agent},
 268    truthful_group agents → group_sigma agents = 0
 269  group_sigma_abilene_eq_n : ∀ n : ℕ,
 270    group_sigma (List.replicate n Agent.abileneAgent) = (n : ℝ)
 271  per_agent_cost_eq_J2 : perAgentJCost = Cost.Jcost 2
 272  collective_cost_eq : ∀ n : ℕ, abileneCollectiveJCost n = (n : ℝ) / 4
 273  cost_strict_pos : ∀ {n : ℕ}, 0 < n → 0 < abileneCollectiveJCost n
 274  dichotomy : ∀ {n : ℕ}, 0 < n →
 275    abileneCollectiveJCost n - (0 : ℝ) > 0
 276
 277def abileneParadoxCert : AbileneParadoxCert where
 278  sigma_truthful_zero := @Agent.sigma_truthful
 279  sigma_abilene_one := Agent.sigma_abilene
 280  group_sigma_truthful := @group_sigma_truthful_eq_zero
 281  group_sigma_abilene_eq_n := group_sigma_abilene
 282  per_agent_cost_eq_J2 := rfl
 283  collective_cost_eq := abileneCollectiveJCost_eq
 284  cost_strict_pos := @abileneCollectiveJCost_pos
 285  dichotomy := fun {n} hn => by
 286    have := abileneCollectiveJCost_pos hn; linarith
 287
 288/-! ## §7. One-statement summary -/
 289
 290/-- **ABILENE PARADOX ONE-STATEMENT.** Three structural facts in
 291one theorem:
 292
 293(1) An n-agent polite-Abilene group has σ-charge = n.
 294(2) The collective J-cost is n × J(2) = n/4 (per-agent cost derived
 295    from `Cost.Jcost`, not asserted).
 296(3) Switching to truthful aggregation drops both σ-charge and J-cost
 297    to zero, a strict improvement for any non-empty group. -/
 298theorem abilene_paradox_one_statement (n : ℕ) :
 299    group_sigma (List.replicate n Agent.abileneAgent) = (n : ℝ) ∧
 300    abileneCollectiveJCost n = (n : ℝ) / 4 ∧
 301    (0 < n → 0 < abileneCollectiveJCost n) :=
 302  ⟨group_sigma_abilene n, abileneCollectiveJCost_eq n,
 303   abileneCollectiveJCost_pos⟩
 304
 305end
 306
 307end AbileneParadox
 308end Decision
 309end IndisputableMonolith
 310

source mirrored from github.com/jonwashburn/shape-of-logic