IndisputableMonolith.Ethics.ThermodynamicInstabilityOfExtraction
IndisputableMonolith/Ethics/ThermodynamicInstabilityOfExtraction.lean · 300 lines · 22 declarations
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1import Mathlib
2import IndisputableMonolith.Cost
3import IndisputableMonolith.Cost.FunctionalEquation
4
5namespace IndisputableMonolith.Ethics.Extraction
6
7open Real IndisputableMonolith.Cost
8
9noncomputable section
10
11/-!
12# The Thermodynamic Instability of Extraction
13
14## Overview
15
16In Recognition Science, "extraction" refers to an agent shifting the ethical
17state away from σ = 0 (the balanced ground state) to some σ > 0 to gain
18a local hedonic or material advantage.
19
20Because the fundamental cost function J(x) = ½(x + x⁻¹) − 1 is strictly convex,
21any zero-sum exchange in log-space (σ and −σ) produces a strictly positive
22net cost in J-space.
23
24This module formally proves that extraction is not just "bad" by axiom,
25but thermodynamically unstable: the total system cost of maintaining an extracted
26state grows with cosh(σ) − 1, and large extractions require exponentially
27increasing effort to sustain, directly forcing the ethical alignment of any
28long-surviving system.
29
30## The d'Alembert Circle (The Conceptual Breakthrough)
31
32The most striking structural result here is that the **Love Optimality Theorem**
33(§6) is proved using the d'Alembert sum identity for cosh — the *same*
34functional equation that forces J to be the canonical reciprocal cost in the
35first place (Washburn & Zlatanović, Axioms, 2026).
36
37The Recognition Composition Law (RCL)
38
39 J(xy) + J(x/y) = 2J(x)J(y) + 2J(x) + 2J(y)
40
41is equivalent to the d'Alembert equation on H(t) = J(eᵗ) + 1 = cosh(t).
42This d'Alembert equation directly yields the cosh product-to-sum identity,
43which IS Jensen's inequality for cosh. Therefore:
44
45 RCL → d'Alembert equation → forces H = cosh (T5 uniqueness)
46 ↓ ↓
47 J-cost forced cosh sum identity
48 ↓ ↓
49 extraction has cosh cost ←─── Love (averaging) is optimal
50
51One equation. Zero parameters. Ethics is physics.
52
53## Main Results
54
55- §1: System cost = 2(cosh(σ) − 1) [extraction_cost_eq_cosh]
56- §2: Positive surcharge for σ ≠ 0 [extraction_creates_surcharge]
57- §3: Derivatives: marginal = 2·sinh, curvature = 2·cosh > 0 [deriv/second_deriv]
58- §4: σ = 0 is the unique equilibrium [extraction_unique_equilibrium]
59- §5: d'Alembert sum identity from the RCL [dAlembert_cosh_sum]
60- §6: Love optimality via Jensen–d'Alembert [love_jensen_strict]
61- §7: Restoring force always points toward σ = 0 [force_always_toward_balance]
62
63## Lean status: 0 sorry
64-/
65
66/-! ## §1. System Cost in Cosh Form -/
67
68/-- The combined cost of two agents where one has extracted σ from the other.
69 Agent 1 is at e^σ, Agent 2 is at e^(-σ). -/
70def extractionSystemCost (σ : ℝ) : ℝ :=
71 Jcost (Real.exp σ) + Jcost (Real.exp (-σ))
72
73/-- **Theorem (Extraction Cost Identity)**: The system cost of extraction σ
74 is exactly 2(cosh(σ) − 1). -/
75theorem extraction_cost_eq_cosh (σ : ℝ) :
76 extractionSystemCost σ = 2 * (Real.cosh σ - 1) := by
77 have h1 : Jcost (Real.exp σ) = Real.cosh σ - 1 := by
78 unfold Jcost
79 have inv_exp : (Real.exp σ)⁻¹ = Real.exp (-σ) := by simp [Real.exp_neg]
80 rw [inv_exp, Real.cosh_eq]
81 have h2 : Jcost (Real.exp (-σ)) = Real.cosh (-σ) - 1 := by
82 unfold Jcost
83 have inv_exp : (Real.exp (-σ))⁻¹ = Real.exp (-(-σ)) := by simp [Real.exp_neg]
84 rw [inv_exp, neg_neg, Real.cosh_eq]
85 ring
86 rw [Real.cosh_neg] at h2
87 unfold extractionSystemCost; rw [h1, h2]; linarith
88
89theorem extraction_cost_nonneg (σ : ℝ) : 0 ≤ extractionSystemCost σ := by
90 rw [extraction_cost_eq_cosh]
91 have : 1 ≤ Real.cosh σ := by
92 rcases eq_or_ne σ 0 with h0 | h0
93 · rw [h0, Real.cosh_zero]
94 · exact le_of_lt (Real.one_lt_cosh.mpr h0)
95 linarith
96
97/-! ## §2. The Extraction Surcharge: Zero-Sum Is Negative-Sum -/
98
99/-- **Theorem (Extraction Surcharge)**: Any non-zero extraction creates a strictly
100 positive action surcharge. A "zero-sum" log-exchange is strictly
101 negative-sum in J-cost. -/
102theorem extraction_creates_surcharge (σ : ℝ) (h : σ ≠ 0) :
103 0 < extractionSystemCost σ := by
104 rw [extraction_cost_eq_cosh]
105 have h_cosh : 1 < Real.cosh σ := Real.one_lt_cosh.mpr h
106 linarith
107
108theorem extraction_cost_eq_zero_iff (σ : ℝ) :
109 extractionSystemCost σ = 0 ↔ σ = 0 := by
110 constructor
111 · intro h; by_contra hne; exact absurd h (ne_of_gt (extraction_creates_surcharge σ hne))
112 · intro h; rw [h, extraction_cost_eq_cosh, Real.cosh_zero]; ring
113
114/-! ## §3. Derivative Analysis -/
115
116/-- **Theorem (Marginal Cost)**: The marginal cost of extraction is 2·sinh(σ).
117 The "resistance" to further extraction grows with the current level. -/
118theorem deriv_extraction_cost (σ : ℝ) :
119 deriv extractionSystemCost σ = 2 * Real.sinh σ := by
120 have h_eq : extractionSystemCost = fun x => 2 * (Real.cosh x - 1) := by
121 ext x; exact extraction_cost_eq_cosh x
122 rw [h_eq]
123 exact ((Real.hasDerivAt_cosh σ).sub_const 1 |>.const_mul 2).deriv
124
125/-- **Theorem (Curvature)**: The second derivative of extraction cost is 2·cosh(σ).
126 The derivative of sinh is cosh. -/
127theorem second_deriv_extraction_cost (σ : ℝ) :
128 deriv (deriv extractionSystemCost) σ = 2 * Real.cosh σ := by
129 have h_eq : deriv extractionSystemCost = fun x => 2 * Real.sinh x := by
130 ext x; exact deriv_extraction_cost x
131 rw [h_eq]
132 exact ((Real.hasDerivAt_sinh σ).const_mul 2).deriv
133
134/-- **Theorem (Strict Convexity)**: The extraction cost is strictly convex
135 everywhere (2·cosh(σ) > 0 for all σ). -/
136theorem extraction_cost_strictly_convex (σ : ℝ) :
137 0 < deriv (deriv extractionSystemCost) σ := by
138 rw [second_deriv_extraction_cost]; linarith [Real.cosh_pos σ]
139
140/-! ## §4. Unique Equilibrium at σ = 0 -/
141
142/-- **Theorem (Unique Equilibrium)**: σ = 0 is the unique critical point.
143 sinh is strictly monotone, so sinh(σ) = 0 iff σ = 0. -/
144theorem extraction_unique_equilibrium (σ : ℝ) :
145 deriv extractionSystemCost σ = 0 ↔ σ = 0 := by
146 rw [deriv_extraction_cost]
147 constructor
148 · intro h
149 have h_sinh : Real.sinh σ = Real.sinh 0 := by rw [Real.sinh_zero]; linarith
150 exact Real.sinh_strictMono.injective h_sinh
151 · intro h; rw [h, Real.sinh_zero]; ring
152
153/-- σ = 0 achieves the global minimum (cost = 0). -/
154theorem extraction_cost_minimum_at_zero :
155 ∀ σ : ℝ, extractionSystemCost 0 ≤ extractionSystemCost σ := by
156 intro σ
157 rw [show extractionSystemCost 0 = 0 from (extraction_cost_eq_zero_iff 0).mpr rfl]
158 exact extraction_cost_nonneg σ
159
160/-- σ = 0 is the STRICT global minimum for σ ≠ 0. -/
161theorem extraction_cost_strict_minimum (σ : ℝ) (h : σ ≠ 0) :
162 extractionSystemCost 0 < extractionSystemCost σ := by
163 rw [show extractionSystemCost 0 = 0 from (extraction_cost_eq_zero_iff 0).mpr rfl]
164 exact extraction_creates_surcharge σ h
165
166/-! ## §5. The d'Alembert Sum Identity (from the RCL)
167
168The d'Alembert functional equation cosh(a+b) + cosh(a−b) = 2·cosh(a)·cosh(b)
169is the SAME equation that forces J to be the canonical reciprocal cost
170(via the RCL ↔ CoshAddIdentity equivalence in `Cost.FunctionalEquation`).
171
172Here we derive it directly from the already-proved RCL cosh identity
173(`Jcost_cosh_add_identity`), demonstrating that the forcing chain itself
174provides the tool for proving Love optimality.
175-/
176
177/-- **Theorem (d'Alembert Sum Identity)**: Derived from the Recognition
178 Composition Law via `Jcost_cosh_add_identity`. The RCL that forces
179 the cost function also proves the Love optimality theorem. -/
180theorem dAlembert_cosh_sum (a b : ℝ) :
181 Real.cosh (a + b) + Real.cosh (a - b) = 2 * Real.cosh a * Real.cosh b := by
182 open IndisputableMonolith.Cost.FunctionalEquation in
183 have rcl := Jcost_cosh_add_identity a b
184 simp only [Jcost_G_eq_cosh_sub_one] at rcl
185 have : 2 * ((Real.cosh a - 1) * (Real.cosh b - 1)) +
186 2 * ((Real.cosh a - 1) + (Real.cosh b - 1)) =
187 2 * Real.cosh a * Real.cosh b - 2 := by ring
188 linarith
189
190/-- **Theorem (Cosh Product-to-Sum)**: Setting a = (α+β)/2, b = (α−β)/2
191 in the d'Alembert identity yields the key decomposition. -/
192theorem cosh_sum_via_dAlembert (α β : ℝ) :
193 Real.cosh α + Real.cosh β =
194 2 * Real.cosh ((α + β) / 2) * Real.cosh ((α - β) / 2) := by
195 have h := dAlembert_cosh_sum ((α + β) / 2) ((α - β) / 2)
196 have h1 : (α + β) / 2 + (α - β) / 2 = α := by ring
197 have h2 : (α + β) / 2 - (α - β) / 2 = β := by ring
198 rw [h1, h2] at h; exact h
199
200/-! ## §6. Love Optimality from d'Alembert
201
202The Love operator equilibrates σ between two agents: (σ₁, σ₂) → (m, m)
203where m = (σ₁ + σ₂)/2.
204
205Jensen's inequality for cosh — proved here directly from the d'Alembert
206identity — shows that this averaging STRICTLY reduces total system cost
207whenever σ₁ ≠ σ₂.
208-/
209
210/-- System cost for a pair of agents at positions σ₁ and σ₂. -/
211def pairSystemCost (σ₁ σ₂ : ℝ) : ℝ :=
212 (Real.cosh σ₁ - 1) + (Real.cosh σ₂ - 1)
213
214/-- System cost after the Love operator averages σ₁ and σ₂. -/
215def pairCostAfterLove (σ₁ σ₂ : ℝ) : ℝ :=
216 2 * (Real.cosh ((σ₁ + σ₂) / 2) - 1)
217
218/-- **Theorem (Love-Jensen Inequality)**: Love never increases system cost.
219 Proof uses the d'Alembert identity + cosh ≥ 1. -/
220theorem love_jensen_inequality (σ₁ σ₂ : ℝ) :
221 pairCostAfterLove σ₁ σ₂ ≤ pairSystemCost σ₁ σ₂ := by
222 unfold pairSystemCost pairCostAfterLove
223 have h := cosh_sum_via_dAlembert σ₁ σ₂
224 have h_ge_1 : 1 ≤ Real.cosh ((σ₁ - σ₂) / 2) := by
225 rcases eq_or_ne ((σ₁ - σ₂) / 2) 0 with h0 | h0
226 · rw [h0, Real.cosh_zero]
227 · exact le_of_lt (Real.one_lt_cosh.mpr h0)
228 have h_pos : 0 < Real.cosh ((σ₁ + σ₂) / 2) := Real.cosh_pos _
229 nlinarith
230
231/-- **Theorem (Love-Jensen Strict)**: Love STRICTLY reduces system cost when
232 agents have different σ. This is the fundamental result: selfishness
233 (σ₁ ≠ σ₂) is thermodynamically unstable under Love. -/
234theorem love_jensen_strict (σ₁ σ₂ : ℝ) (h_diff : σ₁ ≠ σ₂) :
235 pairCostAfterLove σ₁ σ₂ < pairSystemCost σ₁ σ₂ := by
236 unfold pairSystemCost pairCostAfterLove
237 have h := cosh_sum_via_dAlembert σ₁ σ₂
238 have h_ne : (σ₁ - σ₂) / 2 ≠ 0 := by
239 intro heq; exact h_diff (by linarith)
240 have h_gt_1 : 1 < Real.cosh ((σ₁ - σ₂) / 2) := Real.one_lt_cosh.mpr h_ne
241 have h_pos : 0 < Real.cosh ((σ₁ + σ₂) / 2) := Real.cosh_pos _
242 nlinarith
243
244/-- **Theorem (Love Achieves Ground State)**: For a balanced extraction pair
245 (σ, −σ), Love maps both agents to σ = 0, achieving zero cost. -/
246theorem love_achieves_ground_state (σ : ℝ) :
247 pairCostAfterLove σ (-σ) = 0 := by
248 unfold pairCostAfterLove; simp [Real.cosh_zero]
249
250/-- **Theorem (Love Eliminates All Waste)**: For a balanced extraction pair,
251 the ENTIRE system cost is pure thermodynamic waste that Love eliminates. -/
252theorem love_eliminates_all_waste (σ : ℝ) (h : σ ≠ 0) :
253 0 < pairSystemCost σ (-σ) ∧ pairCostAfterLove σ (-σ) = 0 := by
254 refine ⟨?_, love_achieves_ground_state σ⟩
255 unfold pairSystemCost; rw [Real.cosh_neg]
256 linarith [Real.one_lt_cosh.mpr h]
257
258/-! ## §7. Restoring Force: The Universe Pushes Back
259
260The sign of the marginal cost 2·sinh(σ) provides a natural restoring force:
261- For σ > 0: marginal cost is positive (extracting more costs more)
262- For σ < 0: marginal cost is negative (reducing extraction saves cost)
263- At σ = 0: marginal cost vanishes (equilibrium)
264
265The product σ · (d/dσ)C(σ) > 0 for all σ ≠ 0, proving that the cost
266gradient always points back toward balance.
267-/
268
269/-- Positive extraction → positive marginal cost. -/
270theorem restoring_force_positive (σ : ℝ) (hσ : 0 < σ) :
271 0 < deriv extractionSystemCost σ := by
272 rw [deriv_extraction_cost]
273 have : Real.sinh 0 < Real.sinh σ := Real.sinh_strictMono hσ
274 simp only [Real.sinh_zero] at this; linarith
275
276/-- Negative extraction → negative marginal cost. -/
277theorem restoring_force_negative (σ : ℝ) (hσ : σ < 0) :
278 deriv extractionSystemCost σ < 0 := by
279 rw [deriv_extraction_cost]
280 have : Real.sinh σ < Real.sinh 0 := Real.sinh_strictMono hσ
281 simp only [Real.sinh_zero] at this; linarith
282
283/-- **Theorem (Universal Restoring Force)**: For any σ ≠ 0, the product
284 σ · C'(σ) > 0, meaning the cost gradient always opposes the extraction.
285 The universe structurally resists imbalance. -/
286theorem force_always_toward_balance (σ : ℝ) (hσ : σ ≠ 0) :
287 0 < σ * deriv extractionSystemCost σ := by
288 rw [deriv_extraction_cost]
289 rcases lt_or_gt_of_ne hσ with h_neg | h_pos
290 · have h_sinh : Real.sinh σ < 0 := by
291 have := Real.sinh_strictMono h_neg; simp only [Real.sinh_zero] at this; linarith
292 nlinarith
293 · have h_sinh : 0 < Real.sinh σ := by
294 have := Real.sinh_strictMono h_pos; simp only [Real.sinh_zero] at this; linarith
295 nlinarith
296
297end
298
299end IndisputableMonolith.Ethics.Extraction
300