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Intuitive Fine-Tuning: Towards Simplifying Alignment into a Single Process

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arxiv 2405.11870 v3 pith:4PCQGAQ6 submitted 2024-05-20 cs.CL cs.AI

classification cs.CLcs.AI
keywords optimizationestimationpreferencefine-tuningintuitivemodelprocesssingle
verification ladder T0 review T1 audit T2 compute T3 formal
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Supervised Fine-Tuning (SFT) and Preference Optimization (PO) are key processes for aligning Language Models (LMs) with human preferences post pre-training. While SFT excels in efficiency and PO in effectiveness, they are often combined sequentially without integrating their optimization objectives. This approach ignores the opportunities to bridge their paradigm gap and take the strengths from both. In this paper, we interpret SFT and PO with two sub-processes -- Preference Estimation and Transition Optimization -- defined at token level within the Markov Decision Process (MDP). This modeling shows that SFT is only a special case of PO with inferior estimation and optimization. PO estimates the model's preference by its entire generation, while SFT only scores model's subsequent predicted tokens based on prior tokens from ground truth answer. These priors deviates from model's distribution, hindering the preference estimation and transition optimization. Building on this view, we introduce Intuitive Fine-Tuning (IFT) to integrate SFT and PO into a single process. Through a temporal residual connection, IFT brings better estimation and optimization by capturing LMs' intuitive sense of its entire answers. But it solely relies on a single policy and the same volume of non-preference-labeled data as SFT. Our experiments show that IFT performs comparably or even superiorly to SFT and some typical PO methods across several tasks, particularly those require generation, reasoning, and fact-following abilities. An explainable Frozen Lake game further validates the effectiveness of IFT for getting competitive policy.

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Cited by 2 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Towards Data Governance of Frontier AI Models

    cs.AI 2024-12 conditional novelty 5.0 of 10

    Training data can serve as a governance lever for frontier AI through five proposed mechanisms: canary tokens, mandatory filtering, dataset reporting, data security, and know-your-customer rules.

  2. Align-Pro: A Principled Approach to Prompt Optimization for LLM Alignment

    cs.LG 2025-01 conditional novelty 4.0 of 10

    Prompt optimization for frozen LLMs is formulated as KL-regularized reward maximization, and the alignment gap to RLHF is bounded by total-variation terms minus a KL term.

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