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Transformers are Universal In-context Learners

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arxiv 2408.01367 v2 pith:NORHOGPJ submitted 2024-08-02 cs.CL stat.ML

classification cs.CLstat.ML
keywords tokensnumbercausaldimensionfixedin-contextmappingsprecision
verification ladder T0 review T1 audit T2 compute T3 formal
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Transformers are deep architectures that define "in-context mappings" which enable predicting new tokens based on a given set of tokens (such as a prompt in NLP applications or a set of patches for a vision transformer). In this work, we study in particular the ability of these architectures to handle an arbitrarily large number of context tokens. To mathematically, uniformly address their expressivity, we consider the case that the mappings are conditioned on a context represented by a probability distribution of tokens which becomes discrete for a finite number of these. The relevant notion of smoothness then corresponds to continuity in terms of the Wasserstein distance between these contexts. We demonstrate that deep transformers are universal and can approximate continuous in-context mappings to arbitrary precision, uniformly over compact token domains. A key aspect of our results, compared to existing findings, is that for a fixed precision, a single transformer can operate on an arbitrary (even infinite) number of tokens. Additionally, it operates with a fixed embedding dimension of tokens (this dimension does not increase with precision) and a fixed number of heads (proportional to the dimension). The use of MLPs between multi-head attention layers is also explicitly controlled. We consider both unmasked attentions (as used for the vision transformer) and masked causal attentions (as used for NLP and time series applications). We tackle the causal setting leveraging a space-time lifting to analyze causal attention as a mapping over probability distributions of tokens.

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Cited by 3 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Transformers Meet In-Context Learning: A Universal Approximation Theory

    cs.LG 2025-06 accept novelty 6.0 of 10

    A constructive theorem shows that transformers can perform in-context learning for any Barron-type function class by combining universal features with an emulated Lasso solver.

  2. Optimization-Inspired Few-Shot Adaptation for Large Language Models

    cs.LG 2025-05 conditional novelty 6.0 of 10

    OFA tunes LayerNorm parameters as optimization preconditioners and adds step-ratio and sharpness penalties, reporting consistent few-shot accuracy gains over baselines on Llama and GPT-2 models.

  3. Solving Empirical Bayes via Transformers

    cs.LG 2025-02 conditional novelty 6.0 of 10

    A transformer pre-trained on synthetic Poisson data can beat the classical NPMLE estimator on several empirical Bayes tasks and run about 100x faster.

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