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Fake Alignment: Are LLMs Really Aligned Well?

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arxiv 2311.05915 v3 pith:R47EAO2K submitted 2023-11-10 cs.CL cs.AI

classification cs.CLcs.AI
keywords llmssafetyalignmentevaluationfakedataquestionsaligned
verification ladder T0 review T1 audit T2 compute T3 formal
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The growing awareness of safety concerns in large language models (LLMs) has sparked considerable interest in the evaluation of safety. This study investigates an under-explored issue about the evaluation of LLMs, namely the substantial discrepancy in performance between multiple-choice questions and open-ended questions. Inspired by research on jailbreak attack patterns, we argue this is caused by mismatched generalization. That is, LLM only remembers the answer style for open-ended safety questions, which makes it unable to solve other forms of safety tests. We refer to this phenomenon as fake alignment and construct a comparative benchmark to empirically verify its existence in LLMs. We introduce a Fake alIgNment Evaluation (FINE) framework and two novel metrics--Consistency Score (CS) and Consistent Safety Score (CSS), which jointly assess two complementary forms of evaluation to quantify fake alignment and obtain corrected performance estimation. Applying FINE to 14 widely-used LLMs reveals several models with purported safety are poorly aligned in practice. Subsequently, we found that multiple-choice format data can also be used as high-quality contrast distillation-based fine-tuning data, which can strongly improve the alignment consistency of LLMs with minimal fine-tuning overhead. For data and code, see https://github.com/AIFlames/Fake-Alignment.

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Cited by 4 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Beyond Safe Answers: A Benchmark for Evaluating True Risk Awareness in Large Reasoning Models

    cs.AI 2025-05 conditional novelty 6.0 of 10

    A new benchmark shows that top reasoning models identify all relevant risks in under 40% of cases even when their final answers look safe.

  2. Bridging Distribution Shift and AI Safety: Conceptual and Methodological Synergies

    cs.LG 2025-05 conditional novelty 5.0 of 10

    The paper proposes a one-to-one mapping between six causes of distribution shift and several AI safety issues, arguing for mutual method transfer through aligned definitions.

  3. Why do AI agents communicate in human language?

    cs.AI 2025-06 conditional novelty 3.0 of 10

    The paper argues that natural language is structurally mismatched to LLM internal representations, so future AI agents should abandon it for inter-agent communication and train models with structured communication primitives.

  4. Alignment and Safety in Large Language Models: Safety Mechanisms, Training Paradigms, and Emerging Challenges

    cs.AI 2025-07 reject novelty 1.0 of 10

    A broad survey of LLM alignment that catalogs objectives, benchmarks, SFT/RLHF/DPO methods, and safety challenges, without contributing new experimental or theoretical results.

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