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Safe Model-based Reinforcement Learning with Stability Guarantees

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arxiv 1705.08551 v3 pith:77SJDTMA submitted 2017-05-23 stat.ML cs.AIcs.LGcs.SYeess.SY

classification stat.MLcs.AIcs.LGcs.SYeess.SY
keywords learningstabilitypoliciesreinforcementalgorithmalgorithmscontroldata
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Reinforcement learning is a powerful paradigm for learning optimal policies from experimental data. However, to find optimal policies, most reinforcement learning algorithms explore all possible actions, which may be harmful for real-world systems. As a consequence, learning algorithms are rarely applied on safety-critical systems in the real world. In this paper, we present a learning algorithm that explicitly considers safety, defined in terms of stability guarantees. Specifically, we extend control-theoretic results on Lyapunov stability verification and show how to use statistical models of the dynamics to obtain high-performance control policies with provable stability certificates. Moreover, under additional regularity assumptions in terms of a Gaussian process prior, we prove that one can effectively and safely collect data in order to learn about the dynamics and thus both improve control performance and expand the safe region of the state space. In our experiments, we show how the resulting algorithm can safely optimize a neural network policy on a simulated inverted pendulum, without the pendulum ever falling down.

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Cited by 2 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Safe Deployment of Offline Reinforcement Learning via Input Convex Action Correction

    eess.SY 2025-07 conditional novelty 5.0 of 10

    A deployment-time correction layer using input convex neural networks improves offline RL policies on simulated polymerisation reactor grade transitions.

  2. Control Synthesis with Reinforcement Learning: A Modeling Perspective

    eess.SY 2025-10 conditional novelty 4.0 of 10

    A simplified linear training model yields an RL cart-pole controller that fails in physical deployment, while a high-fidelity nonlinear model yields a deployable, disturbance-robust controller.

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