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Using Large Language Models to Support Thematic Analysis in Empirical Legal Studies

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arxiv 2310.18729 v1 pith:WKSBFAXB submitted 2023-10-28 cs.AI cs.CLcs.HC

classification cs.AIcs.CLcs.HC
keywords analysislegalthemesthematiccodesphasewellcoding
verification ladder T0 review T1 audit T2 compute T3 formal
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Thematic analysis and other variants of inductive coding are widely used qualitative analytic methods within empirical legal studies (ELS). We propose a novel framework facilitating effective collaboration of a legal expert with a large language model (LLM) for generating initial codes (phase 2 of thematic analysis), searching for themes (phase 3), and classifying the data in terms of the themes (to kick-start phase 4). We employed the framework for an analysis of a dataset (n=785) of facts descriptions from criminal court opinions regarding thefts. The goal of the analysis was to discover classes of typical thefts. Our results show that the LLM, namely OpenAI's GPT-4, generated reasonable initial codes, and it was capable of improving the quality of the codes based on expert feedback. They also suggest that the model performed well in zero-shot classification of facts descriptions in terms of the themes. Finally, the themes autonomously discovered by the LLM appear to map fairly well to the themes arrived at by legal experts. These findings can be leveraged by legal researchers to guide their decisions in integrating LLMs into their thematic analyses, as well as other inductive coding projects.

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Cited by 2 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. OpenAlex reports about 5 citations worldwide. Full citation record

  1. Occ-LLM: Enhancing Autonomous Driving with Occupancy-Based Large Language Models

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    Occ-LLM tokenizes 4D occupancy with a motion/static separation VAE and uses Llama-2 to forecast occupancy, plan ego motion, and answer scene questions, reporting state-of-the-art results on nuScenes.

  2. LLM-TA: An LLM-Enhanced Thematic Analysis Pipeline for Transcripts from Parents of Children with Congenital Heart Disease

    cs.CL 2025-02 conditional novelty 6.0 of 10

    A chunked LLM prompting pipeline for inductive thematic analysis outperforms existing LLM-assisted methods on nine AAOCA parent transcripts but does not yet reach human-level theme quality.

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