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Viscosity Solutions of Fully second-order HJB Equations in the Wasserstein Space

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arxiv 2501.01612 v1 pith:IR6NIRW7 submitted 2025-01-03 math.OC math.APmath.PR

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keywords fullysecond-orderargumentcommonequationsmathmeasurenoise
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In this paper, we show that the value functions of mean field control problems with common noise are the unique viscosity solutions to fully second-order Hamilton-Jacobi-Bellman equations, in a Crandall-Lions-like framework. We allow the second-order derivative in measure to be state-dependent and thus infinite-dimensional, rather than derived from a finite-dimensional operator, hence the term ''fully''. Our argument leverages the construction of smooth approximations from particle systems developed by Cosso, Gozzi, Kharroubi, Pham, and Rosestolato [Trans. Amer. Math. Soc., 2023], and the compactness argument via penalization of measure moments in Soner and Yan [Appl. Math. Optim., 2024]. Our work addresses unbounded dynamics and state-dependent common noise volatility, and to our knowledge, this is the first result of its kind in the literature.

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  1. The randomization method in stochastic optimal control

    math.OC 2025-02 conditional novelty 1.0 of 10

    A survey of the randomization method proving that the value of an optimal control problem equals the value of a randomized problem and is represented by a constrained BSDE, with a complete tour of applications.

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