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SAEs $\textit{Can}$ Improve Unlearning: Dynamic Sparse Autoencoder Guardrails for Precision Unlearning in LLMs
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abstract
Machine unlearning is a promising approach to improve LLM safety by removing unwanted knowledge from the model. However, prevailing gradient-based unlearning methods suffer from issues such as high computational costs, hyperparameter instability, poor sequential unlearning capability, vulnerability to relearning attacks, low data efficiency, and lack of interpretability. While Sparse Autoencoders are well-suited to improve these aspects by enabling targeted activation-based unlearning, prior approaches underperform gradient-based methods. This work demonstrates that, contrary to these earlier findings, SAEs can significantly improve unlearning when employed dynamically. We introduce $\textbf{Dynamic DAE Guardrails}$ (DSG), a novel method for precision unlearning that leverages principled feature selection and a dynamic classifier. Our experiments show DSG substantially outperforms leading unlearning methods, achieving superior forget-utility trade-offs. DSG addresses key drawbacks of gradient-based approaches for unlearning -- offering enhanced computational efficiency and stability, robust performance in sequential unlearning, stronger resistance to relearning attacks, better data efficiency including zero-shot settings, and more interpretable unlearning.
Forward citations
Cited by 3 Pith papers
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Model Unlearning via Sparse Autoencoder Subspace Guided Projections
SSPU uses SAE-derived subspaces to guide weight updates, lowering WMDP-Cyber accuracy by 3.22% more than RMU while largely preserving MMLU, TruthfulQA, and GSM8K performance.
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Position: Mechanistic Interpretability Should Prioritize Feature Consistency in SAEs
A position paper proposing feature consistency, measured by PW-MCC, as a core SAE evaluation criterion, with evidence that TopK SAEs achieve high consistency on LLM activations.
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SoK: Machine Unlearning for Large Language Models
A new taxonomy for LLM unlearning distinguishes removal-intended from suppression-intended methods, and argues that gradient ascent methods functionally behave like suppression.
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