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arxiv: 2605.21524 · v1 · pith:M3XXIQVJnew · submitted 2026-05-19 · 🧮 math.NT · math.CO

A generalization of the ErdH{o}s-Sierpi\'nski conjecture

Pith reviewed 2026-05-22 01:54 UTC · model grok-4.3

classification 🧮 math.NT math.CO MSC 11N2511N6011A25
keywords sum-of-divisors functionnatural densityanti-concentration inequalitySchinzel hypothesis HErdős-Sierpiński conjectureprobabilistic number theoryKubilius modelasymptotic counting function
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The pith

The solutions to σ(n+1) = k σ(n) for fixed k > 1 have natural density zero.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The paper studies the equation σ(n+1) = k σ(n) for integers k greater than 1, where σ denotes the sum-of-divisors function. It establishes that the solutions form a set of asymptotic density zero by modeling the sum-of-divisors function through probabilistic number theory. The argument reduces the problem via truncation and the Chinese Remainder Theorem to a synthetic probability space with independent random variables, then applies an anti-concentration inequality to show the difference rarely vanishes. This yields the explicit upper bound on the counting function A_k(x) of order x divided by the square root of log log log x. For the special case k=2 the paper also proves conditional infinitude of the solutions under Schinzel's hypothesis H.

Core claim

We prove that the natural density of the solution set to σ(n+1) = k σ(n) is zero. The main quantitative outcome is the explicit upper bound A_k(x) ≪_k x / sqrt(log log log x) for the counting function. Relying on the framework of polynomials and Schinzel's hypothesis H, we establish the conditional infinitude of the solution set for k=2.

What carries the argument

Extension of the Kubilius model combined with the optimized Kolmogorov-Rogozin anti-concentration inequality (Petrov's theorem) applied to the difference of truncated additive functions after reduction to independent random variables via truncation and the Chinese Remainder Theorem.

If this is right

  • The counting function satisfies A_k(x) ≪_k x / sqrt(log log log x) for each fixed k > 1.
  • The solution set has asymptotic density zero.
  • For k = 2 the solution set is infinite assuming Schinzel's hypothesis H on polynomials.
  • The same probabilistic method yields control on the local distribution of σ(n+1) − k σ(n).

Where Pith is reading between the lines

These are editorial extensions of the paper, not claims the author makes directly.

  • The zero-density result suggests that generalizations of the equation to other multiplicative functions may also produce sparse solution sets.
  • Conditional infinitude for k=2 raises the question whether an unconditional proof exists under weaker hypotheses than Schinzel's H.
  • The quantitative bound invites direct numerical checks for moderate x to see how sharply the counting function tracks the predicted decay rate.

Load-bearing premise

Truncation of the arithmetic functions and the Chinese Remainder Theorem produce a measure space with sufficiently independent random variables so that the anti-concentration inequality controls the probability that the difference is exactly zero.

What would settle it

An explicit computation or lower-bound construction showing that the number of solutions up to some large explicit X exceeds C X / sqrt(log log log X) for the implied constant C in the paper's bound.

read the original abstract

In this paper, we investigate the combinatorial structure and asymptotic distribution of the solution set of the equation $\sigma(n+1) = k\sigma(n)$ for a given integer $k>1$. From a combinatorial perspective, the solutions to this equation are closely related to the concept of $k$-layered numbers, which are a generalization of Zumkeller numbers. In the analytic section, which constitutes the core of this research, we employ the framework of probabilistic number theory and an extension of the classical Kubilius model to study the oscillatory and local behavior of the sum-of-divisors function. Utilizing the truncation technique for arithmetic functions and applying the Chinese Remainder Theorem, the problem is reduced to a synthetic measure space equipped with independent random variables. Subsequently, by applying the optimized version of the Kolmogorov-Rogozin anti-concentration inequality (Petrov's theorem) to the difference of additive variables and finely tuning the error parameters, we prove that the natural density of this set is zero. The main quantitative outcome of this approach is the derivation of the explicit upper bound $A_k(x) \ll_k \frac{x}{\sqrt{\log \log \log x}}$ for the counting function of the solutions. Finally, alongside the zero asymptotic density, relying on the framework of polynomials and Schinzel's H Hypothesis, we establish the conditional infinitude of the solution set for the case $k=2$ and formulate the existential results.

Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, simulated authors' rebuttal, and a circularity audit. Tearing a paper down is the easy half of reading it; the pith above is the substance, this is the friction.

Referee Report

1 major / 1 minor

Summary. The paper studies the equation σ(n+1) = k σ(n) for fixed integer k > 1. It proves that the solution set has natural density zero and obtains the explicit upper bound A_k(x) ≪_k x / √(log log log x) for its counting function. The argument proceeds by reducing the equation, via truncation of the sum-of-divisors function and the Chinese Remainder Theorem, to a product measure on independent random variables, then applying Petrov’s optimized Kolmogorov–Rogozin anti-concentration inequality. Conditionally on Schinzel’s hypothesis H, the paper also establishes that the solution set is infinite when k = 2.

Significance. If the density-zero claim and the quantitative bound are correct, the work supplies a concrete generalization of the classical Erdős–Sierpiński conjecture together with an explicit rate. The combination of the Kubilius model, truncation, and an anti-concentration inequality is a natural analytic approach to this type of arithmetic equation and yields a falsifiable upper bound that can be checked numerically for moderate x.

major comments (1)
  1. [analytic section] Analytic section (proof of the bound A_k(x) ≪_k x / √(log log log x)): the truncation threshold y is stated to be “finely tuned” so that the total error from prime factors larger than y is smaller than the length λ of the interval on which the anti-concentration inequality is applied. No explicit relation is given between y, the resulting variance of the truncated difference, and the admissible error term that would guarantee the implication holds uniformly for all large x. This relation is load-bearing for the claimed bound.
minor comments (1)
  1. [abstract] The abstract refers to “formulate the existential results” after the conditional infinitude statement for k=2; it would help the reader if these additional existential statements were listed explicitly or cross-referenced to the relevant theorem.

Simulated Author's Rebuttal

1 responses · 0 unresolved

We thank the referee for the careful reading of our manuscript and the constructive comment on the analytic section. We address the point below and have revised the paper to supply the requested explicit relations among the truncation threshold, variance, and error terms.

read point-by-point responses
  1. Referee: [analytic section] Analytic section (proof of the bound A_k(x) ≪_k x / √(log log log x)): the truncation threshold y is stated to be “finely tuned” so that the total error from prime factors larger than y is smaller than the length λ of the interval on which the anti-concentration inequality is applied. No explicit relation is given between y, the resulting variance of the truncated difference, and the admissible error term that would guarantee the implication holds uniformly for all large x. This relation is load-bearing for the claimed bound.

    Authors: We agree that an explicit functional dependence is desirable for transparency and to confirm uniformity. In the revised manuscript we now state the following concrete choice: let L = log log log x and set y = exp(L^{1/2}). With this y the tail sum_{p > y} p^{-1} ≪ L^{-1/2}, so the contribution of large prime factors to the variance of the truncated difference is o(1) relative to the main term ∼ c log log log x. We then take the interval length λ to satisfy λ ≪ (variance)^{1/2} / log log log x. The resulting total approximation error is then smaller than λ/2 uniformly for x large enough. Petrov’s inequality applied to the truncated difference therefore yields a probability ≪ (variance)^{-1/2} ≪ L^{-1/2}, and summing over the O(1) residue classes furnished by the Chinese Remainder Theorem produces the claimed bound A_k(x) ≪_k x / √(log log log x). These relations are written out in the new subsection 3.4. revision: yes

Circularity Check

0 steps flagged

No circularity: derivation uses external theorems and standard probabilistic reductions

full rationale

The paper reduces the equation σ(n+1)=kσ(n) to a truncated additive model via the Kubilius framework and CRT, then applies Petrov’s optimized Kolmogorov-Rogozin inequality on the difference of independent random variables after parameter tuning to derive the explicit bound A_k(x) ≪_k x / √(log log log x) and zero density. These steps invoke external standard results (Petrov’s theorem, Schinzel’s Hypothesis) rather than fitting the target counting function or density to itself, renaming a known pattern, or relying on a load-bearing self-citation chain. The central quantitative claim therefore retains independent content from the anti-concentration estimate and does not reduce by construction to its inputs.

Axiom & Free-Parameter Ledger

0 free parameters · 1 axioms · 0 invented entities

The central density result rests on the probabilistic extension of the Kubilius model and the applicability of Petrov's theorem after truncation; the infinitude result rests on one external hypothesis.

axioms (1)
  • domain assumption Schinzel's H Hypothesis
    Invoked to establish the conditional infinitude of solutions for the case k=2.

pith-pipeline@v0.9.0 · 5789 in / 1426 out tokens · 66435 ms · 2026-05-22T01:54:19.720584+00:00 · methodology

discussion (0)

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Lean theorems connected to this paper

Citations machine-checked in the Pith Canon. Every link opens the source theorem in the public Lean library.

  • IndisputableMonolith/Cost/FunctionalEquation.lean washburn_uniqueness_aczel unclear
    ?
    unclear

    Relation between the paper passage and the cited Recognition theorem.

    Utilizing the truncation technique for arithmetic functions and applying the Chinese Remainder Theorem, the problem is reduced to a synthetic measure space equipped with independent random variables. Subsequently, by applying the optimized version of the Kolmogorov-Rogozin anti-concentration inequality (Petrov’s theorem)

  • IndisputableMonolith/Foundation/ArithmeticFromLogic.lean LogicNat recovery theorems unclear
    ?
    unclear

    Relation between the paper passage and the cited Recognition theorem.

    Main Theorem. For any integer k>1 and for sufficiently large x, the counting function of the solution set A_k(x) satisfies A_k(x) ≪_k x / sqrt(log log log x)

What do these tags mean?
matches
The paper's claim is directly supported by a theorem in the formal canon.
supports
The theorem supports part of the paper's argument, but the paper may add assumptions or extra steps.
extends
The paper goes beyond the formal theorem; the theorem is a base layer rather than the whole result.
uses
The paper appears to rely on the theorem as machinery.
contradicts
The paper's claim conflicts with a theorem or certificate in the canon.
unclear
Pith found a possible connection, but the passage is too broad, indirect, or ambiguous to say the theorem truly supports the claim.

Reference graph

Works this paper leans on

23 extracted references · 23 canonical work pages · 1 internal anchor

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