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The Good and The Bad: Exploring Privacy Issues in Retrieval-Augmented Generation (RAG)

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arxiv 2402.16893 v1 pith:MCBYWFJE submitted 2024-02-23 cs.CR cs.AIcs.CL

classification cs.CRcs.AIcs.CL
keywords privacydatallmsgenerationretrieval-augmentedextensiveissueslanguage
verification ladder T0 review T1 audit T2 compute T3 formal
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Retrieval-augmented generation (RAG) is a powerful technique to facilitate language model with proprietary and private data, where data privacy is a pivotal concern. Whereas extensive research has demonstrated the privacy risks of large language models (LLMs), the RAG technique could potentially reshape the inherent behaviors of LLM generation, posing new privacy issues that are currently under-explored. In this work, we conduct extensive empirical studies with novel attack methods, which demonstrate the vulnerability of RAG systems on leaking the private retrieval database. Despite the new risk brought by RAG on the retrieval data, we further reveal that RAG can mitigate the leakage of the LLMs' training data. Overall, we provide new insights in this paper for privacy protection of retrieval-augmented LLMs, which benefit both LLMs and RAG systems builders. Our code is available at https://github.com/phycholosogy/RAG-privacy.

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Forward citations

Cited by 7 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Isolated but Exposed: Persistence-Based Memory Extraction Attack on LLM Agents

    cs.CR 2026-07 conditional novelty 7.5 of 10

    Malicious tools can systematically extract isolated LLM-agent long-term memory via persistence, pure-anchor retrieval steering, and reactivation payloads, reaching 80% extraction with unlimited triggers and 47% with 20.

  2. Epistemic Bias Injection: Manipulating LLM Opinion via Selective Context Retrieval

    cs.CR 2025-11 conditional novelty 6.0 of 10

    Factually correct but one-sided passages injected into a RAG database can shift LLM answers toward an attacker's stance, and a PCA/KL-based filter (BiasDef) reduces that shift.

  3. Benchmarking Knowledge-Extraction Attack and Defense on Retrieval-Augmented Generation

    cs.CR 2026-02 conditional novelty 5.0 of 10

    A unified benchmark comparing RAG knowledge-extraction attacks and defenses, showing query diversity boosts extraction, embedding attacks fail to transfer, and graph indexing raises per-token leakage.

  4. We Should Identify and Mitigate Third-Party Safety Risks in MCP-Powered Agent Systems

    cs.LG 2025-06 conditional novelty 5.0 of 10

    MCP-powered LLM agents are vulnerable to prompt injection from third-party services, and simple detection or filtering defenses do not reliably stop these attacks.

  5. Commercial LLM Agents Are Already Vulnerable to Simple Yet Dangerous Attacks

    cs.LG 2025-02 conditional novelty 5.0 of 10

    Simple prompt-injection attacks against real-world LLM agents like Anthropic Computer Use, MultiOn, and ChemCrow succeed at leaking data and enabling harmful actions.

  6. Towards Trustworthy Retrieval Augmented Generation for Large Language Models: A Survey

    cs.CL 2025-02 conditional novelty 4.0 of 10

    A survey organizes current research on trustworthy RAG into six pillars, reliability, privacy, safety, fairness, explainability, and accountability, and maps methods, metrics, and open problems for each.

  7. RAG Security and Privacy: Formalizing the Threat Model and Attack Surface

    cs.CR 2025-09 conditional novelty 3.0 of 10

    A formal RAG threat model is defined with four adversary classes and game-based notions of membership inference, leakage, and poisoning, but the definitions largely restate known concepts and the main DP-based protect...

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