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Refusal in Language Models Is Mediated by a Single Direction

Mixed citation behavior. Most common role is background (67%).

45 Pith papers citing it
Background 67% of classified citations
abstract

Conversational large language models are fine-tuned for both instruction-following and safety, resulting in models that obey benign requests but refuse harmful ones. While this refusal behavior is widespread across chat models, its underlying mechanisms remain poorly understood. In this work, we show that refusal is mediated by a one-dimensional subspace, across 13 popular open-source chat models up to 72B parameters in size. Specifically, for each model, we find a single direction such that erasing this direction from the model's residual stream activations prevents it from refusing harmful instructions, while adding this direction elicits refusal on even harmless instructions. Leveraging this insight, we propose a novel white-box jailbreak method that surgically disables refusal with minimal effect on other capabilities. Finally, we mechanistically analyze how adversarial suffixes suppress propagation of the refusal-mediating direction. Our findings underscore the brittleness of current safety fine-tuning methods. More broadly, our work showcases how an understanding of model internals can be leveraged to develop practical methods for controlling model behavior.

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representative citing papers

Subspace-Aware Sparse Autoencoders for Effective Mechanistic Interpretability

cs.LG · 2026-06-04 · conditional · novelty 7.0

SASA replaces single-vector decoders in SAEs with learned subspaces plus block sparsity and nuclear-norm regularization, proving that a single group becomes the global minimizer once block size meets intrinsic dimension and yielding polynomial rather than exponential sample complexity.

Deep Minds and Shallow Probes

cs.LG · 2026-05-12 · unverdicted · novelty 7.0

Symmetry under affine reparameterizations of hidden coordinates selects a unique hierarchy of shallow coordinate-stable probes and a probe-visible quotient for cross-model transfer.

Attention Is Where You Attack

cs.CR · 2026-04-30 · unverdicted · novelty 7.0

ARA jailbreaks safety-aligned LLMs like LLaMA-3 and Mistral by redirecting attention in safety-heavy heads with as few as 5 tokens, achieving 30-36% attack success while ablating the same heads barely affects refusals.

Why Do Safety Guardrails Degrade Across Languages?

cs.CL · 2026-05-16 · conditional · novelty 6.0

A latent variable IRT framework decouples four safety-driving factors across 61 model configurations and 10 languages using 1.9 million evaluations, revealing that safety is largely unidimensional and that high cross-lingual gaps cluster in physical harm prompts and lower-resource languages.

Probing Persona-Dependent Preferences in Language Models

cs.CL · 2026-05-13 · unverdicted · novelty 6.0

Linear probes on residual-stream activations identify a shared preference vector in LLMs that tracks choices across prompts and causally steers decisions even for anti-correlated personas.

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