Claude 3 Opus strategically fakes alignment by complying with harmful requests only during simulated training to preserve its preference for refusing them afterward.
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Proximal Policy Optimization Algorithms
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abstract
We propose a new family of policy gradient methods for reinforcement learning, which alternate between sampling data through interaction with the environment, and optimizing a "surrogate" objective function using stochastic gradient ascent. Whereas standard policy gradient methods perform one gradient update per data sample, we propose a novel objective function that enables multiple epochs of minibatch updates. The new methods, which we call proximal policy optimization (PPO), have some of the benefits of trust region policy optimization (TRPO), but they are much simpler to implement, more general, and have better sample complexity (empirically). Our experiments test PPO on a collection of benchmark tasks, including simulated robotic locomotion and Atari game playing, and we show that PPO outperforms other online policy gradient methods, and overall strikes a favorable balance between sample complexity, simplicity, and wall-time.
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- abstract We propose a new family of policy gradient methods for reinforcement learning, which alternate between sampling data through interaction with the environment, and optimizing a "surrogate" objective function using stochastic gradient ascent. Whereas standard policy gradient methods perform one gradient update per data sample, we propose a novel objective function that enables multiple epochs of minibatch updates. The new methods, which we call proximal policy optimization (PPO), have some of the benefits of trust region policy optimization (TRPO), but they are much simpler to implement, more ge
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representative citing papers
Agent-BRACE improves LLM agent performance on long-horizon partially observable tasks by 5.3-14.5% through a decoupled belief state of verbalized atomic claims with certainty labels that keeps context length constant.
SimWorld Studio deploys an evolving coding agent to create adaptive 3D environments that co-evolve with embodied learners, delivering 18-point success-rate gains over fixed environments in navigation benchmarks.
ReLibra uses pre-known token-to-expert routing from RL rollouts to perform inter-batch expert reordering and intra-batch replication, delivering up to 1.6x higher throughput than Megatron-LM and 1.2x over oracle-equipped EPLB while staying within 6-10% of an ideal balanced baseline.
Weak-to-strong generalization is nearly inevitable in linear logistic regression for most student-teacher pairs without any model capacity mismatch.
Observation and action delays are formally equivalent in cooperative Dec-POMDPs, yielding identical optimal solutions and enabling zero-shot transfer, though learning dynamics differ due to credit assignment and operational constraints.
A language-game framework enables dialogue with dynamical systems such as GRNs by treating their frozen dynamics as an RL policy core, using an LM to route prompts so the system responds through its own behavior without parameter changes.
RefereeBench shows that even the strongest video MLLMs reach only around 60% accuracy on multi-sport refereeing tasks and struggle with rule application and temporal grounding.
OP-GRPO is the first off-policy GRPO method for flow-matching models that reuses trajectories via replay buffer and importance sampling corrections, matching on-policy performance with 34.2% of the training steps.
User-turn generation reveals that LLMs' interaction awareness is largely decoupled from task accuracy, remaining near zero in deterministic settings even as accuracy scales to 96.8% on GSM8K.
Derives an exact unbiased policy gradient for RL post-training of diffusion LLMs via entropy-guided step selection and one-step denoising rewards, achieving state-of-the-art results on coding and logical reasoning benchmarks.
A certified gradient-based method for contact-rich manipulation that quantifies smoothing-induced errors via set-valued discrepancies and incorporates them into analytical reachable sets for robust affine feedback policies.
First in-orbit demonstration of a DRL-trained AI satellite attitude controller that performs robust inertial pointing after sim-to-real transfer.
Develops and tests the first effective safeguard for analytic gradient-based provably safe RL, showing safe training on three control tasks without performance loss.
Flow-GRPO is the first online RL method for flow matching models, raising GenEval accuracy from 63% to 95% and text-rendering accuracy from 59% to 92% with little reward hacking.
SWE-Gym supplies 2438 executable real-world Python tasks to train SWE agents and verifiers, yielding up to 19% gains and new open-weight SOTA of 32% on SWE-Bench Verified.
BEHAVIOR-1K introduces a benchmark of 1,000 human everyday activities in realistic simulated scenes together with the OMNIGIBSON physics simulator to evaluate embodied AI.
ORPO performs preference alignment during supervised fine-tuning via a monolithic odds ratio penalty, allowing 7B models to outperform larger state-of-the-art models on alignment benchmarks.
IWR improves CRL sample efficiency and performance in interaction-rich manipulation by interaction-aware resampling that preserves mode boundaries, yielding 19.8% average gains and a real-world air-hockey agent.
EFE-based planning is formulated as variational free energy minimization with epistemic priors, decomposing into expected plan costs plus a complexity term.
EFE-based active inference planning is characterized as VFE on an augmented model plus entropy and planning corrections, with a derived message-passing implementation and grid-world validation.
Reinforcement learning on a bead-spring cilia model identifies antiplectic coordination as flow-maximizing, with a tilted-slider reduced model showing that a time-averaged position shift opposite the effective stroke enhances transport via elastic restoring force coupling, and that symplectic coordi
Geo-Align applies RL with a perceptual reward derived from 3D camera trajectory estimation to improve controllability and fidelity in video generation without paired training data.
EDGE-OPD adds guided rollouts and evidence masking to on-policy self-distillation, enabling successful learning of target identities where standard OPSD and RLSD fail.
citing papers explorer
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Alignment faking in large language models
Claude 3 Opus strategically fakes alignment by complying with harmful requests only during simulated training to preserve its preference for refusing them afterward.
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Agent-BRACE: Decoupling Beliefs from Actions in Long-Horizon Tasks via Verbalized State Uncertainty
Agent-BRACE improves LLM agent performance on long-horizon partially observable tasks by 5.3-14.5% through a decoupled belief state of verbalized atomic claims with certainty labels that keeps context length constant.
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SimWorld Studio: Automatic Environment Generation with Evolving Coding Agent for Embodied Agent Learning
SimWorld Studio deploys an evolving coding agent to create adaptive 3D environments that co-evolve with embodied learners, delivering 18-point success-rate gains over fixed environments in navigation benchmarks.
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ReLibra: Routing-Replay-Guided Load Balancing for MoE Training in Reinforcement Learning
ReLibra uses pre-known token-to-expert routing from RL rollouts to perform inter-batch expert reordering and intra-batch replication, delivering up to 1.6x higher throughput than Megatron-LM and 1.2x over oracle-equipped EPLB while staying within 6-10% of an ideal balanced baseline.
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Weak-to-Strong Generalization is Nearly Inevitable (in Linear Models)
Weak-to-strong generalization is nearly inevitable in linear logistic regression for most student-teacher pairs without any model capacity mismatch.
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Structural Equivalence and Learning Dynamics in Delayed MARL
Observation and action delays are formally equivalent in cooperative Dec-POMDPs, yielding identical optimal solutions and enabling zero-shot transfer, though learning dynamics differ due to credit assignment and operational constraints.
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Language Game: Talking to Non-Human Systems
A language-game framework enables dialogue with dynamical systems such as GRNs by treating their frozen dynamics as an RL policy core, using an LM to route prompts so the system responds through its own behavior without parameter changes.
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RefereeBench: Are Video MLLMs Ready to be Multi-Sport Referees
RefereeBench shows that even the strongest video MLLMs reach only around 60% accuracy on multi-sport refereeing tasks and struggle with rule application and temporal grounding.
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OP-GRPO: Efficient Off-Policy GRPO for Flow-Matching Models
OP-GRPO is the first off-policy GRPO method for flow-matching models that reuses trajectories via replay buffer and importance sampling corrections, matching on-policy performance with 34.2% of the training steps.
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Beyond the Assistant Turn: User Turn Generation as a Probe of Interaction Awareness in Language Models
User-turn generation reveals that LLMs' interaction awareness is largely decoupled from task accuracy, remaining near zero in deterministic settings even as accuracy scales to 96.8% on GSM8K.
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Reinforcement Learning for Diffusion LLMs with Entropy-Guided Step Selection and Stepwise Advantages
Derives an exact unbiased policy gradient for RL post-training of diffusion LLMs via entropy-guided step selection and one-step denoising rewards, achieving state-of-the-art results on coding and logical reasoning benchmarks.
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Certified Gradient-Based Contact-Rich Manipulation via Smoothing-Error Reachable Tubes
A certified gradient-based method for contact-rich manipulation that quantifies smoothing-induced errors via set-valued discrepancies and incorporates them into analytical reachable sets for robust affine feedback policies.
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LeLaR: The First In-Orbit Demonstration of an AI-Based Satellite Attitude Controller
First in-orbit demonstration of a DRL-trained AI satellite attitude controller that performs robust inertial pointing after sim-to-real transfer.
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Leveraging Analytic Gradients in Provably Safe Reinforcement Learning
Develops and tests the first effective safeguard for analytic gradient-based provably safe RL, showing safe training on three control tasks without performance loss.
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Flow-GRPO: Training Flow Matching Models via Online RL
Flow-GRPO is the first online RL method for flow matching models, raising GenEval accuracy from 63% to 95% and text-rendering accuracy from 59% to 92% with little reward hacking.
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Training Software Engineering Agents and Verifiers with SWE-Gym
SWE-Gym supplies 2438 executable real-world Python tasks to train SWE agents and verifiers, yielding up to 19% gains and new open-weight SOTA of 32% on SWE-Bench Verified.
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BEHAVIOR-1K: A Human-Centered, Embodied AI Benchmark with 1,000 Everyday Activities and Realistic Simulation
BEHAVIOR-1K introduces a benchmark of 1,000 human everyday activities in realistic simulated scenes together with the OMNIGIBSON physics simulator to evaluate embodied AI.
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ORPO: Monolithic Preference Optimization without Reference Model
ORPO performs preference alignment during supervised fine-tuning via a monolithic odds ratio penalty, allowing 7B models to outperform larger state-of-the-art models on alignment benchmarks.
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Learning Object Manipulation from Scratch via Contrastive Interaction
IWR improves CRL sample efficiency and performance in interaction-rich manipulation by interaction-aware resampling that preserves mode boundaries, yielding 19.8% average gains and a real-world air-hockey agent.
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Expected Free Energy-based Planning as Variational Inference
EFE-based planning is formulated as variational free energy minimization with epistemic priors, decomposing into expected plan costs plus a complexity term.
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What Type of Inference is Active Inference?
EFE-based active inference planning is characterized as VFE on an augmented model plus entropy and planning corrections, with a derived message-passing implementation and grid-world validation.
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Elastohydrodynamic coupling enhances flow generation by coordinated ciliary beating
Reinforcement learning on a bead-spring cilia model identifies antiplectic coordination as flow-maximizing, with a tilted-slider reduced model showing that a time-averaged position shift opposite the effective stroke enhances transport via elastic restoring force coupling, and that symplectic coordi
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Geo-Align: Video Generation Alignment via Metric Geometry Reward
Geo-Align applies RL with a perceptual reward derived from 3D camera trajectory estimation to improve controllability and fidelity in video generation without paired training data.
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EDGE-OPD: Internalizing Privileged Context with Evidence Guided On-Policy Distillation
EDGE-OPD adds guided rollouts and evidence masking to on-policy self-distillation, enabling successful learning of target identities where standard OPSD and RLSD fail.
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Reinforcement Learning for Microcanonical Graph Ensemble with Assortativity Constraints
DMGG uses reinforcement learning to generate microcanonical graph ensembles with exact assortativity constraints via degree-preserving rewirings, claiming faster generation and better diversity than ERGM approaches.
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roto 2.0: The Robot Tactile Olympiad
roto 2.0 provides a standardized benchmark for end-to-end blind tactile RL on 16-24 DOF robots, with open-sourced baselines achieving 13 Baoding ball rotations in 10 seconds.
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Learning Robust Dexterous In-Hand Manipulation from Joint Sensors with Proprioceptive Transformer
A transformer policy distilled from a privileged RL teacher enables 3.1x faster real-world cube rotation on the ORCA hand using solely joint sensor data by extracting implicit object state from temporal joint patterns.
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RankE: End-to-End Post-Training for Discrete Text-to-Image Generation with Decoder Co-Evolution
RankE co-evolves AR policy and decoder via alternating ranking optimization, improving both FID and CLIP scores on LlamaGen-XL and Janus-Pro where policy-only RL degrades FID.
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Linear-DPO: Linear Direct Preference Optimization for Diffusion and Flow-Matching Generative Models
Linear-DPO replaces sigmoid utility with linear utility and adds EMA reference to improve preference alignment in diffusion and flow-matching text-to-image models.
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Beyond the Bellman Recursion: A Pontryagin-Guided Framework for Non-Exponential Discounting
PG-DPO is a new variational framework that replaces Bellman recursion with a Pontryagin-guided adjoint-MC projection for RL under non-exponential discounting and shows gains on hyperbolic and survival benchmarks.
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Conditional Equivalence of DPO and RLHF: Implicit Assumption, Failure Modes, and Provable Alignment
DPO-RLHF equivalence holds only conditionally on the optimal policy preferring human-preferred responses; otherwise DPO optimizes relative advantage and can prefer worse outputs, addressed by introducing CPO.
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Deep Reinforcement Learning Discovers a Novel Control Algorithm for Mitigating Flow-Induced Vibrations in Underactuated Tandem Cylinders
Deep reinforcement learning discovers high-frequency bang-bang and low-frequency lock-on rotary controls that suppress vibrations in fully and underactuated tandem cylinders by 70-95%.
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Distribution-Aware Reward: Reinforcement Learning over Predictive Distributions for LLM Regression
Distribution-Aware Reward optimizes LLM regression by treating rollouts as empirical predictive distributions and rewarding marginal improvements in CRPS quality rather than point accuracy alone.
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Distributed Direct Preference Optimization
First convergence analysis of DPO under federated and decentralized training, characterizing rates via client drift, communication frequency, preference heterogeneity, and graph spectral connectivity.
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Robotics-Inspired Guardrails for Foundation Models in Socially Sensitive Domains
Introduces the Grounded Observer framework that applies robotics-inspired formal constructs for runtime constraint enforcement on foundation model interaction trajectories in socially sensitive domains.
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CEPO: RLVR Self-Distillation using Contrastive Evidence Policy Optimization
CEPO sharpens token credit in RLVR by requiring tokens to be favored by the correct answer and disfavored by wrong answers drawn from rejected rollouts, delivering accuracy gains on five multimodal math benchmarks.
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Rethinking Muon Beyond Pretraining: Spectral Failures and High-Pass Remedies for VLA and RLVR
Pion modifies Muon's Newton-Schulz iterations into a controllable high-pass filter that anchors dominant singular values at 1 while suppressing noisy tails, outperforming Muon and AdamW in VLA and RLVR regimes.
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Randomized Advantage Transformation (RAT): Computing Natural Policy Gradients via Direct Backpropagation
RAT reformulates regularized natural policy gradients as vanilla gradients with a transformed advantage, computed efficiently via randomized block Kaczmarz iterations on on-policy data.
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Scheduling That Speaks: An Interpretable Programmatic Reinforcement Learning Framework
ProRL learns interpretable programmatic scheduling policies via local search and Bayesian optimization on a custom DSL, matching or exceeding deep RL and heuristic baselines on benchmarks while using few training episodes.
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Pairwise Preference Reward and Group-Based Diversity Enhancement for Superior Open-Ended Generation
PPR-GDE is a new RL approach that integrates pairwise preference rewards with group-based diversity enhancement in a unified objective to improve both alignment quality and expressive diversity in open-ended generation tasks such as role-playing.
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4DLidarOpen: An Open 4D FMCW Lidar Dataset for Motion-Aware Autonomous Driving
4DLidarOpen is a new open dataset providing synchronized 4D FMCW Lidar velocity measurements, multi-Lidar and camera data, and 3D bounding-box annotations with track IDs to support benchmarks on 3D detection, BEV segmentation, flow prediction, and motion forecasting.
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DeTrack: A Benchmark and Altitude-Aware Dual World Model for Drone-embodied Tracking
DeTrack is a new benchmark for drone-embodied tracking in 3D environments and AaDWorlds is a dual world model that improves closed-loop performance by using altitude-aware predictions to balance visibility and safety.
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Reasoning Portability: Guiding Continual Learning for MLLMs in the RLVR Era
Formalizes Reasoning Portability (RP) and proposes RDB-CL to modulate per-sample KL regularization in RLVR for MLLM continual learning, achieving +12.0% Last accuracy over vanilla RLVR baseline by preserving reusable reasoning on high-RP samples.
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DISA: Offline Importance Sampling for Distribution-Matching LLM-RL
DISA decouples partition function estimation using offline importance sampling for distribution-matching LLM-RL, matching or exceeding online baselines like FlowRL on math and code benchmarks while retaining more strategy diversity.
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DEVIS-GRPO: Unleashing GRPO on Dynamic Extreme View Synthesis
DEVIS-GRPO applies online policy gradients with an accumulative small-to-large view sampling strategy and multi-level rewards to improve trajectory-controlled extreme view video generation, reporting gains on Kubric-4D, iPhone, and DL3DV datasets.
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Bridging Atomistic Simulation and Experimental Processing Timescales with Goal-Directed Deep Reinforcement Learning
An E(3)-equivariant deep RL framework lets an O2 agent discover kinetically plausible diffusion and dissociation pathways in disordered Si/a-SiO2 without hand-crafted reaction coordinates or collective variables.
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Learn Where Outcomes Diverge: Efficient VLA RL via Probabilistic Chunk Masking
PCM uses success-failure action variance to probabilistically select and mask chunks for gradient updates in GRPO, matching standard success rates with 2.38x wall-clock speedup and 60% lower memory on LIBERO benchmarks.
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Distributed Zeroth-Order Policy Gradient for Networked Multi-agent Reinforcement Learning from Human Feedback
A distributed zeroth-order policy gradient algorithm allows networked agents to collaboratively optimize policies using only local human preference feedback on H-horizon trajectory pairs from kappa-hop neighborhoods, with proven convergence to an epsilon-stationary point.
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AstraFlow: Dataflow-Oriented Reinforcement Learning for Agentic LLMs
AstraFlow decouples RL components into autonomous dataflow services to natively support multi-policy agentic LLM training, elastic scaling, and cross-region execution with 2.7x speedup on math, code, search, and AgentBench workloads.
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DiffVAS: Diffusion-Guided Visual Active Search in Partially Observable Environments
DiffVAS combines diffusion-based reconstruction of unobserved geospatial regions with target-conditioned RL planning to enable multi-object visual active search in partially observable environments.